Filing Details
- Accession Number:
- 0000702165-10-000077
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-05-04 13:00:00
- Reporting Period:
- 2010-04-30
- Filing Date:
- 2010-05-04
- Accepted Time:
- 2010-05-04 08:56:58
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
702165 | Norfolk Southern Corp | NSC | Railroads, Line-Haul Operating (4011) | 521188014 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1305174 | D Mark Manion | Three Commercial Place Norfolk VA 23510 | Executive Vice President & Coo | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2010-04-30 | 25,554 | $22.49 | 109,420 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2010-04-30 | 24,905 | $19.63 | 134,325 | No | 4 | M | Direct | |
Common Stock | Disposition | 2010-04-30 | 54,559 | $59.58 | 79,766 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Option (granted 2002) | Disposition | 2010-04-30 | 25,554 | $0.00 | 25,554 | $22.49 |
Common Stock | Option (granted 2003) | Disposition | 2010-04-30 | 24,905 | $0.00 | 24,905 | $19.63 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2003-01-28 | 2012-01-27 | No | 4 | M | Direct |
0 | 2004-02-03 | 2013-02-02 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 5,575 | Indirect | By 401(k) Plan |
Footnotes
- Represents weighted average sales price of shares sold. The price range was $59.50273 to $59.69891. The reporting person will provide, upon request by the Securities and Exchange Commission, the issuer or any security holder of the issuer, full information regarding the number of shares sold at each price.
- Includes 4,100 certificated shares sold at $59.5817.
- Represents the approximate number of shares of Common Stock estimated -- on the basis of the unit accounting system used by the Plan Administrator -- as of April 30, 2010, to have been credited to the reporting person's account in the Norfolk Southern Corporation Thrift and Investment Plan (TIP), a trusteed 401(k) plan. In accordance with TIP's terms applicable to all participants, acquisitions were made at various times and at various prices.
- Reflects exercise and resulting cancellation of stock option, in a single transaction, exempt under Rule 16b-3. The stock option was granted under the Long-Term Incentive Plan (a Rule 16b-3 plan).