Filing Details
- Accession Number:
- 0001366633-10-000014
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-05-06 13:00:00
- Reporting Period:
- 2010-05-05
- Filing Date:
- 2010-05-06
- Accepted Time:
- 2010-05-06 17:37:39
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1366367 | Yadkin Valley Financial Corp | YAVY | State Commercial Banks (6022) | 204495993 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1366366 | A William Long | 209 North Bridge Street P. O. Box 888 Elkin NC 28621 | President & Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2010-05-05 | 300 | $4.37 | 60,609 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2010-05-05 | 100 | $4.39 | 60,709 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2010-05-05 | 100 | $4.36 | 60,809 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2010-05-05 | 500 | $4.38 | 61,309 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct | |
| No | 4 | P | Direct | |
| No | 4 | P | Direct | |
| No | 4 | P | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Options | $7.85 | 2002-08-01 | 2011-06-12 | 2,002 | 2,002 | Direct |
| Common Stock | Stock Options | $10.75 | 2005-12-19 | 2012-07-11 | 10,000 | 10,000 | Direct |
| Common Stock | Stock Options | $14.97 | 2005-05-03 | 2013-05-03 | 10,000 | 10,000 | Direct |
| Common Stock | Stock Options | $19.07 | 2008-01-18 | 2017-01-18 | 10,000 | 6,000 | Direct |
| Common Stock | Stock Options | $13.91 | 2009-03-14 | 2008-03-14 | 8,000 | 3,200 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2011-06-12 | 2,002 | 2,002 | Direct |
| 2012-07-11 | 10,000 | 10,000 | Direct |
| 2013-05-03 | 10,000 | 10,000 | Direct |
| 2017-01-18 | 10,000 | 6,000 | Direct |
| 2008-03-14 | 8,000 | 3,200 | Direct |
Billionaire Hedge Funds
