Filing Details
- Accession Number:
- 0001181431-10-030487
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-06-01 13:00:00
- Reporting Period:
- 2010-05-27
- Filing Date:
- 2010-06-01
- Accepted Time:
- 2010-06-01 17:20:10
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1135711 | Netlogic Microsystems Inc | NETL | Semiconductors & Related Devices (3674) | 770455244 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1296454 | Ibrahim Korgav | 1875 Charleston Rd. Mountain View CA 94043 | Sr Vp Of Business Operations | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2010-05-27 | 2,500 | $10.71 | 35,502 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2010-05-27 | 1,239 | $9.92 | 36,741 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2010-05-27 | 6,261 | $11.70 | 43,002 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-05-27 | 10,000 | $28.85 | 33,002 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (right to buy) | Disposition | 2010-05-27 | 2,500 | $0.00 | 2,500 | $10.71 |
| Common Stock | Stock Option (right to buy) | Disposition | 2010-05-27 | 1,239 | $0.00 | 3,718 | $9.92 |
| Common Stock | Stock Option (right to buy) | Disposition | 2010-05-27 | 6,261 | $0.00 | 29,834 | $11.70 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2006-09-15 | 2015-09-14 | No | 4 | M | Direct |
| 2,479 | 2007-10-31 | 2016-10-30 | No | 4 | M | Direct |
| 23,573 | 2007-08-01 | 2016-07-31 | No | 4 | M | Direct |
Footnotes
- On February 16, 2010, NetLogic Microsystems Inc. declared a stock dividend, payable to all holders of record of common stock on March 5, 2010, of one share of common stock for each share of common stock outstanding. As a result, and pursuant to anti-dilution provisions of NetLogic Microsystems' equity incentive plans, this option which was previously reported as an option for 1,859 shares of common stock at an exercise price of $19.83 per share, was adjusted to 3,781 shares of common stock at an exercise price of $9.915 per share.
- On February 16, 2010, NetLogic Microsystems Inc. declared a stock dividend, payable to all holders of record of common stock on March 5, 2010, of one share of common stock for each share of common stock outstanding. As a result, and pursuant to anti-dilution provisions of NetLogic Microsystems' equity incentive plans, this option which was previously reported as an option for 14,917 shares of common stock at an exercise price of $23.40 per share, was adjusted to 29,834 shares of common stock at an exercise price of $11.70 per share.
- The shares sold on this date were sold in multiple transactions. This price is the weighted average sales price per share of all shares sold on this date; the actual sale prices per share range from $28.81 to $28.9455. The number of shares sold at each separate price will be provided upon request by the Securities and Exchange Commission, NetLogic Microsystems, or a security holder of NetLogic Microsystems.
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