Filing Details
- Accession Number:
- 0001208395-10-000006
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-05-14 13:00:00
- Reporting Period:
- 2010-05-13
- Filing Date:
- 2010-05-14
- Accepted Time:
- 2010-05-14 16:32:10
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1364856 | Monarch Financial Holdings Inc. | MNRK | State Commercial Banks (6022) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1208395 | E Brad Schwartz | 1101 Executive Blvd. Chesapeake VA 23320 | Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2010-05-13 | 200 | $7.61 | 19,673 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2010-05-13 | 100 | $7.50 | 19,773 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Series B Preferred Stock | $8.00 | 1988-08-08 | 1988-08-08 | 3,125 | 1,000 | Direct |
Common Stock | stock options | $9.77 | 2005-05-01 | 2015-04-30 | 14,850 | 14,850 | Direct |
Common Stock | stock options | $11.31 | 2005-09-27 | 2015-09-26 | 8,250 | 23,100 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
1988-08-08 | 3,125 | 1,000 | Direct |
2015-04-30 | 14,850 | 14,850 | Direct |
2015-09-26 | 8,250 | 23,100 | Direct |
Footnotes
- The full name of the Series B Preferred Sock is "7.80% Series B Noncumulative Convertible Perpetual Preferred Stock."
- The Series B Preferred Stock is exercisable immediately and has no expiration date.
- Each share of Series B Preferred Stock is convertible to 3.125 shares of the underlying security.