Filing Details
- Accession Number:
- 0001209191-10-031419
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-06-01 13:00:00
- Reporting Period:
- 2010-05-27
- Filing Date:
- 2010-06-01
- Accepted Time:
- 2010-06-01 21:12:27
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
879526 | Wabash National Corp | WNC | Truck Trailers (3715) | 521375208 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1468517 | Trailer Investments, Llc | C/O Lincolnshire Management, Inc. 780 Third Ave. New York NY 10017 | No | No | Yes | No | |
1469233 | J. Thomas Maloney | C/O Lincolnshire Management, Inc. 780 Third Ave. New York NY 10017 | Yes | No | Yes | No | |
1469882 | Lincolnshire Equity Fund Iii, L.p. | C/O Lincolnshire Management, Inc. 780 Third Ave. New York NY 10017 | No | No | Yes | No | |
1469883 | Lincolnshire Equity Iii, Llc | C/O Lincolnshire Management, Inc. 780 Third Ave. New York NY 10017 | No | No | Yes | No | |
1469884 | Lincolnshire Equity Partners Iii, L.p. | C/O Lincolnshire Management, Inc. 780 Third Ave. New York NY 10017 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2010-05-27 | 16,137,500 | $0.01 | 16,137,500 | No | 4 | X | Indirect | See Footnotes |
Common Stock | Disposition | 2010-05-28 | 16,137,500 | $6.21 | 0 | No | 4 | S | Indirect | See Footnotes |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | X | Indirect | See Footnotes |
No | 4 | S | Indirect | See Footnotes |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Warrant (right to buy) | Disposition | 2010-05-27 | 16,137,500 | $0.00 | 16,137,500 | $0.01 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
9,355,865 | 2009-08-03 | 2019-08-03 | No | 4 | X | Indirect |
Footnotes
- Thomas J. Maloney ("Mr. Maloney") holds a majority of the voting power of Lincolnshire Equity III, LLC ("Equity III"). Equity III is the general partner of Lincolnshire Equity Partners III, L.P., which is the general partner of Lincolnshire Equity Fund III, L.P., which is the sole member of Trailer Investments, LLC ("Trailer"), which directly owns the warrant and shares disclosed above.
- Mr. Maloney disclaims beneficial ownership of the securities held by each of the entities referred to in the foregoing footnote except to the extent of his pecuniary interest therein.
- Trailer executed a partial cashless exercise of the warrant on May 27, 2010, and received 16,137,500 shares of common stock of the issuer. Following the partial cashless exercise of the warrant and the issuance of a replacement warrant, the warrant remains exercisable for 9,355,865 shares of common stock of the issuer, including 750,000 shares pursuant to agreement with the issuer and 3,541 shares of common stock received pursuant to the anti-dilution adjustment provisions of the warrant, which number of shares is subject to adjustment pursuant to the terms of the warrant.