Filing Details
- Accession Number:
- 0001209191-10-024850
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-05-03 13:00:00
- Reporting Period:
- 2010-04-29
- Filing Date:
- 2010-05-03
- Accepted Time:
- 2010-05-03 17:30:53
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1173431 | Td Ameritrade Holding Corp | AMTD | Security Brokers, Dealers & Flotation Companies (6211) | 820543156 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1187586 | H Joseph Moglia | 4211 South 102Nd St. Omaha NE 68127 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2010-04-29 | 9,000 | $3.90 | 728,589 | No | 4 | M | Direct | |
Common Stock | Disposition | 2010-04-29 | 9,000 | $20.16 | 719,589 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2010-04-30 | 30,000 | $3.90 | 749,589 | No | 4 | M | Direct | |
Common Stock | Disposition | 2010-04-30 | 30,000 | $20.19 | 719,589 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2010-05-03 | 30,000 | $3.90 | 749,589 | No | 4 | M | Direct | |
Common Stock | Disposition | 2010-05-03 | 30,000 | $20.41 | 719,589 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (right to buy) | Disposition | 2010-04-29 | 9,000 | $0.00 | 9,000 | $3.90 |
Common Stock | Employee Stock Option (right to buy) | Disposition | 2010-04-30 | 30,000 | $0.00 | 30,000 | $3.90 |
Common Stock | Employee Stock Option (right to buy) | Disposition | 2010-05-03 | 30,000 | $0.00 | 30,000 | $3.90 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
995,000 | 2013-03-01 | No | 4 | M | Direct | |
965,000 | 2013-03-01 | No | 4 | M | Direct | |
935,000 | 2013-03-01 | No | 4 | M | Direct |
Footnotes
- The sales reported in this Form 4 were effected under a Rule 10b5-1 trading plan adopted by the reporting person on December 4, 2009.
- This price represents the weighted average sales price for multiple transactions reported on this line. The prices of the transactions reported on this line ranged from $19.84 to $20.35. Upon request by the SEC staff, the issuer or a security holder of the issuer, the reporting person will undertake to provide full information regarding the number of shares and prices at which transactions were effected.
- This price represents the weighted average sales price for multiple transactions reported on this line. The prices of the transactions reported on this line ranged from $20.04 to $20.36. Upon request by the SEC staff, the issuer or a security holder of the issuer, the reporting person will undertake to provide full information regarding the number of shares and prices at which transactions were effected.
- This price represents the weighted average sales price for multiple transactions reported on this line. The prices of the transactions reported on this line ranged from $20.02 to $20.56. Upon request by the SEC staff, the issuer or a security holder of the issuer, the reporting person will undertake to provide full information regarding the number of shares and prices at which transactions were effected.
- The option vested daily from the date of grant over 731 days.
- Shows options remaining under the Rule 10b5-1 trading plan adopted by the reporting person on December 4, 2009. As of the commencement of trading under the Rule 10b5-1 trading plan adopted by the reporting person on December 4, 2009, the reporting person beneficially owned options to purchase 7 million shares of common stock of the issuer.