Filing Details

Accession Number:
0001104659-10-029281
Form Type:
4
Zero Holdings:
No
Publication Time:
2010-05-18 13:00:00
Reporting Period:
2010-05-14
Filing Date:
2010-05-18
Accepted Time:
2010-05-18 12:32:06
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1108185 Occam Networks Inc OCNW Computer Communications Equipment (3576) 770442752
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1320999 David Mason 6868 Cortona Drive
Santa Barbara CA 93117
Vice President Of Engineering No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2010-05-14 2,000 $4.60 13,996 No 4 M Direct
Common Stock Disposition 2010-05-14 2,000 $6.60 11,996 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (Right To Buy) Disposition 2010-05-14 2,000 $0.00 62,500 $4.60
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
60,500 2014-07-15 No 4 M Direct
Footnotes
  1. The option vests over four years, with 25% of the shares subject to the option exercisable on 06/28/2005 and the balance of the shares subject to the option vest and become exercisable on a ratable monthly basis over the succeeding three years.