Filing Details
- Accession Number:
- 0001454027-10-000011
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-06-01 13:00:00
- Reporting Period:
- 2010-05-27
- Filing Date:
- 2010-06-01
- Accepted Time:
- 2010-06-01 14:01:55
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
931059 | Tegal Corp | TGAL | Special Industry Machinery, Nec (3559) | 680370244 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1454027 | Verition Fund Management Llc | One American Lane Greenwich CT 06831 | No | No | Yes | No | |
1492953 | Matthew Nicholas Maounis | 20 Andrews Farm Rd Greenwich CT 06830 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2010-05-27 | 4,100 | $1.01 | 1,050,564 | No | 4 | S | Indirect | See Footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | See Footnote |
Footnotes
- The reported securities may be deemed beneficially owned by Verition Fund Management LLC (the "Investment Manager") and Nicholas Maounis, the managing member of the Investment Manager. Mr. Maounis disclaims beneficial ownership within the meaning of Rule 16a-1(a)(2) under the Securities Exchange Act of 1934 in the securities owned by Verition Fund Management LLC except to the extent, if any, of his pecuniary interest therein.