Filing Details
- Accession Number:
- 0001181431-10-027032
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-05-14 13:00:00
- Reporting Period:
- 2010-05-12
- Filing Date:
- 2010-05-14
- Accepted Time:
- 2010-05-14 16:38:31
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1135711 | Netlogic Microsystems Inc | NETL | Semiconductors & Related Devices (3674) | 770455244 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1296305 | Jean Marcia Zander | 1875 Charleston Rd. Mountain View CA 94043 | Senior Vp Of Ww Sales | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2010-05-12 | 20,000 | $15.15 | 80,174 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-05-12 | 20,000 | $30.38 | 60,174 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (right to buy) | Disposition | 2010-05-12 | 20,000 | $0.00 | 42,414 | $15.15 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 22,414 | 2008-06-05 | 2017-06-04 | No | 4 | M | Direct |
Footnotes
- On February 16, 2010, NetLogic Microsystems Inc. declared a stock dividend, payable to all holders of record of common stock on March 5, 2010, of one share of common stock for each share of common stock outstanding. As a result, and pursuant to anti-dilution provisions of NetLogic Microsystems' equity incentive plans, this option which was previously reported as an option for 21,207 shares of common stock at an exercise price of $30.29 per share, was adjusted to 42,414 shares of common stock at an exercise price of $15.145 per share.
- On February 16, 2010, NetLogic Microsystems Inc. declared a stock dividend, payable to all holders of record of common stock on March 5, 2010, of one share of common stock for each share of common stock outstanding. As a result, the reporting person received 3,687 shares of common stock on March 19, 2010. At the same time, pursuant to anti-dilution provisions of NetLogic Microsystems' equity incentive plans, options for 192,148 shares of common stock held by the reporting person on March 19, 2010 became exercisable for 364,296 shares of common stock upon vesting, and awards of restricted stock units for 26,400 shares of common stock held by the reporting person on March 19, 2010 became issuable for 52,800 shares of common stock upon vesting.
- The shares sold on this date were sold in multiple transactions. This price is the weighted average sales price per share of all shares sold on this date; the actual sale prices per share range from $30.00 to $30.6782. The number of shares sold at each separate price will be provided upon request by the Securities and Exchange Commission, NetLogic Microsystems, or a security holder of NetLogic Microsystems.
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