Filing Details
- Accession Number:
- 0001181431-10-025366
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-05-10 13:00:00
- Reporting Period:
- 2010-05-06
- Filing Date:
- 2010-05-10
- Accepted Time:
- 2010-05-10 12:30:35
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1093885 | Sonicwall Inc | SNWL | Services-Business Services, Nec (7389) | 770270079 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1229074 | Matthew Medeiros | 2001 Logic Drive San Jose CA 95124 | President & Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2010-05-06 | 39,200 | $3.38 | 211,074 | No | 4 | M | Direct | |
Common Stock | Disposition | 2010-05-06 | 39,200 | $9.61 | 171,874 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (Right to buy) | Disposition | 2010-05-06 | 39,200 | $0.00 | 39,200 | $3.38 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
1,934,760 | 2013-03-17 | No | 4 | M | Direct |
Footnotes
- This transaction was executed pursuant to a Rule 10b5-1 trading plan that was adopted by the Reporting Person on May 14, 2009.
- The 39,200 shares were sold through separate trades, with the sale prices ranging from $9.1106 to $9.8519, and at a weighted average sale price of $9.6112. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate purchase price.
- The Reporting Person exercised 39,200 shares of the 2,400,000 share option granted under the Issuer's 1998 Stock Option Plan, which 2,400,000 share option vests and becomes exercisable as to 1/4th of the shares on March 17, 2004 and as to 1/48th of the shares on each one month anniversary thereafter.