Filing Details
- Accession Number:
- 0000895813-10-000114
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-05-03 13:00:00
- Reporting Period:
- 2010-04-29
- Filing Date:
- 2010-05-03
- Accepted Time:
- 2010-05-03 13:10:31
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 73124 | Northern Trust Corp | NTRS | State Commercial Banks (6022) | 362723087 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1393081 | Joyce Clair St | 50 South Lasalle Street Chicago IL 60603 | Executive Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2010-04-29 | 1,913 | $52.30 | 24,050 | No | 4 | M | Indirect | By Trust |
| Common Stock | Disposition | 2010-04-29 | 1,813 | $52.30 | 22,237 | No | 4 | F | Indirect | By Trust |
| Common Stock | Disposition | 2010-04-30 | 190 | $0.00 | 22,047 | No | 5 | G | Indirect | By Trust |
| Common Stock | Disposition | 2010-04-30 | 7,272 | $55.50 | 14,775 | No | 4 | S | Indirect | By Trust |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Indirect | By Trust |
| No | 4 | F | Indirect | By Trust |
| No | 5 | G | Indirect | By Trust |
| No | 4 | S | Indirect | By Trust |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2010-04-29 | 1,913 | $0.00 | 1,913 | $52.30 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 13,087 | 2003-05-20 | 2012-05-20 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 30,995 | Direct | |
| Common Stock | 5,107 | Indirect | 401(k) |
Footnotes
- Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock
- as of 3-31-2010
Billionaire Hedge Funds
