Filing Details
- Accession Number:
- 0001209191-10-031369
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-06-01 13:00:00
- Reporting Period:
- 2010-05-27
- Filing Date:
- 2010-06-01
- Accepted Time:
- 2010-06-01 17:53:00
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1399855 | National American University Holdings Inc. | NAUH | Services-Educational Services (8200) | 830479936 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1477950 | Trust Living Buckingham D. Robert | 5301 S. Highway 16 Suite 200 Rapid City SD 57701 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2010-05-27 | 3,559,699 | $0.00 | 3,616,274 | No | 4 | C | Direct | |
Common Stock | Disposition | 2010-06-01 | 792,050 | $7.50 | 2,824,224 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | C | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Class A Common Stock | Disposition | 2010-05-27 | 22,630 | $0.00 | 3,559,699 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | No | 4 | C | Direct |
Footnotes
- Shares of Class A Common Stock were converted to shares of common stock on a 157.3-to-one basis for no consideration in accordance with the Issuer's Second Amended and Restated Certificate of Incorporation.
- In connection with the secondary offering (the "Secondary Offering") of common stock, par value $0.0001 per share (the "Common Stock"), of the Issuer by the Issuer and certain selling stockholders pursuant to an underwriting agreement dated May 26, 2010, and final prospectus, dated May 26, 2010, Robert D. Buckingham Living Trust, as a selling stockholder, sold 792,050 shares of Common Stock. The Secondary Offering closed on June 1, 2010.