Filing Details
- Accession Number:
- 0000775158-10-000032
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-05-13 13:00:00
- Reporting Period:
- 2010-05-12
- Filing Date:
- 2010-05-13
- Accepted Time:
- 2010-05-13 16:05:23
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 775158 | Oshkosh Corp | OSK | Motor Vehicles & Passenger Car Bodies (3711) | 390520270 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1230604 | L Charles Szews | C/O Oshkosh Corporation 2307 Oregon Street Oshkosh WI 54902-7062 | President And Coo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2010-05-12 | 40,000 | $14.69 | 166,673 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2010-05-12 | 110,000 | $19.75 | 276,673 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2010-05-12 | 57,166 | $12.04 | 333,839 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-05-12 | 207,166 | $39.07 | 126,673 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Options | Disposition | 2010-05-12 | 40,000 | $0.00 | 40,000 | $14.69 |
| Common Stock | Options | Disposition | 2010-05-12 | 110,000 | $0.00 | 110,000 | $19.75 |
| Common Stock | Options | Disposition | 2010-05-12 | 57,166 | $0.00 | 57,166 | $12.04 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2012-10-16 | No | 4 | M | Direct | |
| 0 | 2013-10-15 | No | 4 | M | Direct | |
| 114,334 | 2018-10-16 | No | 4 | M | Direct |
Footnotes
- Represents weighted average price. Individual sales by lot ranged from $38.88 to $39.39. The Company will provide, upon request by the SEC staff, the full information regarding the number of shares purchased or sold at each separate price.
- Option (right to buy) granted pursuant to the Company's Stock Plan.
- Options vest in one-third (1/3) annual increments commencing on 09/16/2003.
- Options vest in one-third (1/3) annual increments commencing on 09/15/2004.
- Options vest in one-third (1/3) annual increments commencing on 09/16/2009.
Billionaire Hedge Funds
