Filing Details
- Accession Number:
- 0000884887-10-000104
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-05-03 13:00:00
- Reporting Period:
- 2010-04-30
- Filing Date:
- 2010-05-03
- Accepted Time:
- 2010-05-03 18:41:14
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 884887 | Royal Caribbean Cruises Ltd | RCL | Water Transportation (4400) | 980081645 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1431202 | L Henry Pujol | Royal Caribbean Cruises Ltd. 1050 Caribbean Way Miami FL 33132 | Vice President, Controller | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2010-04-30 | 3,978 | $28.90 | 17,968 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2010-04-30 | 337 | $7.27 | 18,305 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2010-04-30 | 3,641 | $7.27 | 21,946 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-04-30 | 755 | $36.86 | 21,191 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-04-30 | 2,300 | $36.86 | 18,891 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-04-30 | 400 | $36.87 | 18,491 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-04-30 | 300 | $36.88 | 18,191 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-04-30 | 100 | $36.88 | 18,091 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-04-30 | 3,600 | $36.89 | 14,491 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-04-30 | 200 | $36.89 | 14,291 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-04-30 | 1 | $36.89 | 14,290 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-04-30 | 100 | $36.90 | 14,190 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-04-30 | 200 | $36.90 | 13,990 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2010-04-30 | 3,978 | $0.00 | 3,978 | $28.90 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2010-04-30 | 337 | $0.00 | 337 | $7.27 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2010-04-30 | 3,641 | $0.00 | 3,641 | $7.27 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 11,932 | 2018-09-03 | No | 4 | M | Direct | |
| 1,009 | 2019-02-10 | No | 4 | M | Direct | |
| 10,923 | 2019-02-10 | No | 4 | M | Direct |
Footnotes
- Represents the stock option granted to the reporting person under the Royal Caribbean Cruises Ltd. 2000 Stock Award Plan.
- Immediately
- Represents the incentive stock option granted to the reporting person under the Royal Caribbean Cruises Ltd. 2008 Equity Incentive Plan.
- Represents the nonqualified stock option granted to the reporting person under the Royal Caribbean Cruises Ltd. 2008 Equity Incentive Plan.
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