Filing Details
- Accession Number:
- 0001193805-10-001559
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-05-28 13:00:00
- Reporting Period:
- 2010-05-27
- Filing Date:
- 2010-05-28
- Accepted Time:
- 2010-05-28 13:27:13
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
65358 | United Capital Corp | ("AFP") | Miscellaneous Fabricated Metal Products (3490) | 042294493 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1053471 | M Howard Lorber | 70 East Sunrise Highway Valley Stream NY 11581 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2010-05-27 | 20,000 | $6.53 | 38,000 | No | 4 | M | Direct | |
Common Stock | Disposition | 2010-05-27 | 20,000 | $22.70 | 18,000 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (right to buy) | Disposition | 2010-05-27 | 20,000 | $0.00 | 20,000 | $6.53 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2010-06-07 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 100,000 | Indirect | By Shares Held By Ltd Partnership |
Footnotes
- Information in this Form 4 reflects a two-for-one stock split of the Company effective in 2003.
- The option exercise price has been rounded from an actual value of $6.53125 because the EDGAR software only provides for four decimal places.
- The Reporting Person sold the shares to the Company and the sales price was the closing price of the Company's common stock on May 26, 2010, as reported by NYSE Amex.
- The options vested in three equal annual installments beginning on June 7, 2001.