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Filing Details

Accession Number:: 0001209191-10-031186
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2010-05-28 13:00:00
Reporting Period:: 2010-05-26

Filing Date:: 2010-05-28
Accepted Time:: 2010-05-28 21:26:07
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1326973	Smart Modular Technologies (Wwh) Inc.	SMOD	Semiconductors & Related Devices (3674)	202509518

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1344017	Iain Mackenzie	C/O: Smart Modular Technologies 39870 Eureka Dr. Newark CA 94560	President & Ceo	Yes	Yes	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2010-05-26	19,000	$0.17	301,038	No	4	M	Indirect	Trust
Common Stock	Disposition	2010-05-26	19,000	$6.00	282,038	No	4	S	Indirect	Trust

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	M	Indirect	Trust
No	4	S	Indirect	Trust

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Employee Stock Option	Acquisiton	2010-05-26	19,000	$0.00	19,000	$0.17

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
1,401,904	2008-06-17	2014-06-16	No	4	M	Direct

Footnotes

Includes 9,500 options held by a family trust created by the reporting person and 9,500 options held by a family trust created by the reporting person's wife. The option exercises reported in this Form 4 were effected pursuant to Rule 10b5-1 trading plans adopted by the reporting person and the reporting person's wife on March 31, 2010. The reporting person disclaims beneficial ownership of such options and the underlying shares except to the extent of any pecuniary interests therein.
Includes 9,500 shares of common stock held by a family trust created by the reporting person and 9,500 shares of common stock held by a family trust created by the reporting person's wife; both amounts resulting from the exercise of options by such trusts on 5/26/10 but before the sale of 19,000 shares of common stock on 05/26/10 by the trusts. The reporting person disclaims beneficial ownership of such shares except to the extent of any pecuniary interests therein. Also includes direct beneficial ownership of 148,661 time- and performance-based restricted share units ("RSUs"), and 133,377 shares of common stock.
Includes 9,500 shares held by a family trust created by the reporting person and 9,500 shares held by a family trust created by the reporting person's wife. The reporting person disclaims beneficial ownership of such shares except to the extent of any pecuniary interests therein. The sales reported in this Form 4 were effected pursuant to Rule 10b5-1 trading plans adopted by the reporting person and the reporting person's wife on March 31, 2010.
Reflects direct beneficial ownership of 148,661 time- and performance-based RSUs, and 133,377 shares of common stock after the sale of 19,000 shares of common stock by the family trusts on 05/26/10.
Includes direct beneficial ownership of 478,938 options to purchase common stock at $0.17 per share; 55,993 options to purchase common stock at $2.09 per share; 150,000 options to purchase common stock at $9.97 per share; 225,000 options to purchase common stock at $7.50 per share; 225,000 options to purchase common stock at $2.84 per share; and 168,750 options to purchase common stock at $5.20 per share. Also includes 47,723 options to purchase common stock at $0.17 per share held in a family trust created by the reporting person. The reporting person disclaims beneficial ownership of such 47,723 options and the underlying shares except to the extent of any pecuniary interests therein.
Also includes 50,500 options to purchase common stock at $0.17 per share, of which 2,777 are held by the reporting person's wife and 47,723 are held by a family trust created by the reporting person's wife. The reporting person disclaims beneficial ownership of such 50,500 options and the underlying shares except to the extent of any pecuniary interests therein.