Filing Details
- Accession Number:
- 0001366633-10-000016
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-05-06 13:00:00
- Reporting Period:
- 2010-05-06
- Filing Date:
- 2010-05-06
- Accepted Time:
- 2010-05-06 18:18:12
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1366367 | Yadkin Valley Financial Corp | YAVY | State Commercial Banks (6022) | 204495993 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1258805 | Alison Smith | 200 Hargett Ct. Charlotte NC 28211 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2010-05-06 | 5,000 | $4.05 | 53,696 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Options | $15.24 | 2009-04-17 | 2016-04-25 | 4,258 | 4,258 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2016-04-25 | 4,258 | 4,258 | Direct |
Billionaire Hedge Funds
