Filing Details
- Accession Number:
- 0001112679-10-000041
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-05-13 13:00:00
- Reporting Period:
- 2010-05-11
- Filing Date:
- 2010-05-13
- Accepted Time:
- 2010-05-13 19:11:08
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1424454 | Rovi Corp | ROVI | Periodicals: Publishing Or Publishing & Printing (2721) | 261739297 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1201584 | Ruthann Quindlen | C/O Rovi Corporation 2830 De La Cruz Blvd. Santa Clara CA 95050 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2010-05-11 | 35,000 | $14.29 | 35,000 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-05-11 | 35,000 | $36.46 | 0 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2010-05-11 | 33,750 | $23.68 | 33,750 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-05-11 | 33,750 | $36.46 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Director Stock Option (right to buy) | Disposition | 2010-05-11 | 35,000 | $0.00 | 35,000 | $14.29 |
| Common Stock | Director Stock Option (right to buy) | Disposition | 2010-05-11 | 33,750 | $0.00 | 33,750 | $23.68 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 25,000 | 2015-07-15 | No | 4 | M | Direct | |
| 11,250 | 2016-07-15 | No | 4 | M | Direct |
Footnotes
- Granted July 15, 2008; vests monthly over 3 years.
- Granted July 15, 2009; vests monthly over 1 year.
- Shares sold on the Open Market are reported as an average sell price per share of $36.46; breakdown of shares sold and per share sale prices are as follows: 100 at $36.12; 400 at $36.15; 300 at $36.16; 600 at $36.17; 600 at $36.18; 800 at $36.19; 600 at $36.20; 1,550 at $36.21; 1,533 at $36.22; 1,172 at $36.23; 400 at $36.24; 200 at $36.25; 1,100 at $36.26; 1,000 at $36.27; 1,195 at $36.28; 1,000 at $36.29; 1,908 at $36.30; 1,500 at $36.31; 2,199 at $36.32; 2,660 at $36.33; 1,841 at $36.34; 900 at $36.35; 800 at $36.36; 800 at $36.37; 600 at $36.38; 2,107 at $36.39; 2,793 at $36.40; 1,700 at $36.41; 2,000 at $36.42; 1,600 at $36.43; 1,100 at $36.44; 1,000 at $36.45; 1,492 at $36.46; 3,048 at $36.47; 2,346 at $36.48; 1,100 at $36.49; 1,106 at $36.50; 900 at $36.51; 400 at $36.52; 1,400 at $36.53; 600 at $36.54; 1,600 at $36.55; 500 at $36.56; 800 at $36.57; 100 at $36.58; 600 at $36.59; 800 at $36.60; 700 at $36.61; 700 at $36.62, additional shares sold continued in footnote (4).
- Shares sold on the Open Market are reported as an average sell price per share of $36.46 (continued); breakdown of shares sold and per share sale prices are as follows: 600 at $36.63; 200 at $36.64; 500 at $36.65; 100 at $36.66; 500 at $36.67; 400 at $36.68; 700 at $36.69; 200 at $36.70; 200 at $36.72; 700 at $36.73; 100 at $36.76; 700 at $36.79; 400 at $36.80; 200 at $36.81; 300 at $36.83; 400 at $36.84; 1,100 at $36.85; 300 at $36.86; 300 at $36.87; 900 at $36.88; 2,000 at $36.89; 700 at $36.90; 300 at $36.91; 400 at $36.92; 100 at $36.93 and 200 at $36.94.
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