Filing Details
- Accession Number:
- 0001179110-10-008925
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-05-19 13:00:00
- Reporting Period:
- 2010-05-17
- Filing Date:
- 2010-05-19
- Accepted Time:
- 2010-05-19 16:42:45
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1016470 | Srs Labs Inc | SRSL | Patent Owners & Lessors (6794) | 330714264 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1055200 | Carol Miltner | C/O Srs Labs, Inc. 2909 Daimler Street Santa Ana CA 92705 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2010-05-17 | 8,748 | $5.49 | 8,748 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-05-17 | 8,748 | $9.75 | 0 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2010-05-18 | 801 | $5.49 | 801 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-05-18 | 801 | $9.79 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option | Acquisiton | 2010-05-17 | 8,748 | $0.00 | 8,748 | $5.49 |
| Common Stock | Stock Option | Acquisiton | 2010-05-18 | 801 | $0.00 | 801 | $5.49 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 1,252 | 2004-06-30 | 2014-06-30 | No | 4 | M | Direct |
| 451 | 2004-06-30 | 2014-06-30 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 5,000 | Direct |
Footnotes
- Options were exercised from the 6/30/04 grant under the SRS Labs Amended and Restated 1996 Nonemployee Directors Stock Option Plan.
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