Filing Details
- Accession Number:
- 0001140361-10-023490
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-05-28 13:00:00
- Reporting Period:
- 2010-05-26
- Filing Date:
- 2010-05-28
- Accepted Time:
- 2010-05-28 14:37:17
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 826683 | Merriman Curhan Ford Group Inc. | MERR | Security Brokers, Dealers & Flotation Companies (6211) | 112936371 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1008368 | I Thomas Unterberg | C/O Merriman Curhan Ford Group, Inc. 600 California Street, 9Th Floor San Francisco CA 94108 | No | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2010-05-26 | 232,558 | $0.43 | 232,558 | No | 4 | C | Direct | |
| Common Stock | Disposition | 2010-05-26 | 3,800 | $0.67 | 228,758 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | C | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Series D Convertible Preferred Stock | Disposition | 2010-05-26 | 232,558 | $0.00 | 232,558 | $0.43 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 581,395 | No | 4 | C | Direct |
Footnotes
- The Series D Convertible Preferred Stock is convertible into common stock at any time, at the holder's election, and has no expiration date.
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