Filing Details
- Accession Number:
- 0001181431-10-030458
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-06-01 13:00:00
- Reporting Period:
- 2010-06-01
- Filing Date:
- 2010-06-01
- Accepted Time:
- 2010-06-01 17:02:07
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
891024 | Patterson Companies Inc. | PDCO | Wholesale-Medical, Dental & Hospital Equipment & Supplies (5047) | 410886515 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1243904 | W James Wiltz | Patterson Companies, Inc. 1031 Mendota Heights Road St. Paul MN 55120 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2010-06-01 | 50,000 | $29.55 | 355,836 | No | 4 | S | Indirect | Revocable Trust |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | Revocable Trust |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 99,442 | Direct | |
Common Stock | 9,550 | Indirect | Family Trust |
Common Stock | 99,166 | Indirect | GRAT |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Forward Sale Contract (Obligation to Sell) | $0.00 | 200,000 | 0 | Direct | ||
Common Stock | Employee Stock Options | $0.00 | 101,428 | 101,428 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
200,000 | 0 | Direct | |
101,428 | 101,428 | Direct |
Footnotes
- The transaction reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 16, 2009.
- Revocable Trust of which the Reporting Person is the Settlor and Trustee.
- In Trust for members of Reporting Person's Family.
- Held by Grantor Retained Annuity Trust.
- The Reporting Person (RP) entered into a prepaid forward sale contract with an unaffiliated third party buyer. The RP agreed to deliver to the buyer up to 200,000 shares on 12/29/2011, the maturity date of the contract. The RP received $4,408,248 as of the date of contract. The RP pledged 200,000 shares (Pledged Shares) to secure his obligations under the contract. The number of shares to be delivered to the buyer on the maturity date is as follows: (a) if the value per share on the maturity date (Maturity Price) is less than $24.92, the RP will deliver all the Pledged Shares; (b) if the Maturity Price is between $24.92 and $34.61, the RP will deliver shares equal to $24.92 divided by the Maturity Price times the number of Pledged Shares; and (c) if the Maturity Price is greater than $34.61, the RP will deliver shares equal to the Pledged Shares times the ratio of $24.92 plus Maturity Price less $34.61 divided by Maturity Price, or the cash equivalent.
- Employee Stock Options granted as follows: 101,428 on 04/28/2003 at $19.97.
- Options exercisable as follows: 20,285 on April 28 for each year 2006-2010.
- All grants expire 10 years after grant date.