Home > Insider Trading > Filing (0001225208-10-012768)

Filing Details

Accession Number:: 0001225208-10-012768
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2010-05-12 13:00:00
Reporting Period:: 2010-05-12

Filing Date:: 2010-05-12
Accepted Time:: 2010-05-12 17:39:23
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1129633	Phoenix Companies Inc	PNX	Life Insurance (6311)	060493340

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1216573	K Augustus Oliver	One American Row Hartford CT 06102-5056		Yes	No	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common	Disposition	2010-05-12	100	$2.82	0	No	4	S	Indirect	By Davenport Partners, L.P., JE Partners and Oliver Press Master Fund, L.P.

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Indirect	By Davenport Partners, L.P., JE Partners and Oliver Press Master Fund, L.P.

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common	5,387	Direct

Reported Derivative Holdings

Show Other Fields >>

Sec. Name	Sec. Type	Price	Date	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common	Restricted Stock Units (Director Retainer)	$0.00			54,112	54,112	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
	54,112	54,112	Direct

Footnotes

Reporting Person is the (i) Managing Member of Oliver Press Investors, LLC, a Delaware limited liability company and the general partner of each of Davenport Partners, L.P., a Delaware limited partnership ("Davenport"), JE Partners, a Bermuda partnership ("JE"), and Oliver Press Master Fund, L.P., a Cayman limited partnership ("Master Fund" and, together with Davenport and JE, the "Partnerships"), and (ii) Managing Member of Oliver Press Partners, LLC, a Delaware limited liability company and the investment adviser to each of the Partnerships. After the reported distribution, Davenport held 0 shares, JE held 0 shares, and Master Fund held 0 shares of Common Stock of the Company. Reporting Person may therefore be deemed to beneficially own a proportionate interest in the shares of Common Stock of the Company held by the Partnerships. Reporting Person's interest in the securities reported is limited to the extent of his pecuniary interest in the Partnerships, if any.
In accordance with the Company's 2003 Restricted Stock, Restricted Stock Unit and Long-Term Incentive Plan as approved by the shareholders, the Reporting Person received the reported Restricted Stock Units ("RSUs") as a portion of the Reporting Person's compensation as a member of the Board of Directors. Each RSU represents the right to receive one share of common stock and the underlying shares of common stock will be issued, without consideration, following the termination of the Reporting Person's service as a member of the Board of Directors.