Filing Details
- Accession Number:
- 0001088825-10-000072
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-05-05 13:00:00
- Reporting Period:
- 2010-05-03
- Filing Date:
- 2010-05-05
- Accepted Time:
- 2010-05-05 17:12:07
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1088825 | Tivo Inc | TIVO | Cable & Other Pay Television Services (4841) | 770463167 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1251353 | Andrew Mark Roberts | 2160 Gold Street P.o. Box 2160 Alviso CA 95002-2160 | Svp Consumer Products & Operat | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2010-05-03 | 2,916 | $8.94 | 110,512 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-05-03 | 2,916 | $17.97 | 107,596 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2010-05-03 | 2,286 | $6.18 | 109,882 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-05-03 | 2,286 | $17.97 | 107,596 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2010-05-03 | 714 | $6.18 | 108,310 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-05-03 | 714 | $17.97 | 107,596 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Incentive Stock Option (right to buy) | Disposition | 2010-05-03 | 714 | $6.18 | 714 | $6.18 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2010-05-03 | 2,286 | $6.18 | 2,286 | $6.18 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2010-05-03 | 2,916 | $8.94 | 2,916 | $8.94 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 14,711 | 2007-04-21 | 2017-03-21 | No | 4 | M | Direct |
| 18,290 | 2007-04-21 | 2017-03-21 | No | 4 | M | Direct |
| 53,370 | 2008-04-26 | 2018-03-26 | No | 4 | M | Direct |
Footnotes
- This was an automatic disposition of shares pursuant to a 10b5-1 plan, as defined under the Securities Exchange Act of 1934, as amended.
- Averages Sales Price - Actual sale prices range from $17.70 - $18.22. The reporting person will provide, upon request, full information regarding the number of shares sold at each separate price.
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