Filing Details
- Accession Number:
- 0000947871-10-000554
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-05-04 13:00:00
- Reporting Period:
- 2010-04-30
- Filing Date:
- 2010-05-04
- Accepted Time:
- 2010-05-04 18:36:33
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1061027 | Sunesis Pharmaceuticals Inc | SNSS | Pharmaceutical Preparations (2834) | 943295878 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1486952 | Dominique Semon | 424 West 33Rd Street, Ste 520 New York NY 10001 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2010-04-30 | 1,699 | $0.22 | 4,303,637 | No | 4 | X | Indirect | See Footnotes |
Common Stock | Disposition | 2010-04-30 | 382,542 | $0.98 | 3,921,095 | No | 4 | S | Indirect | See Footnotes |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | X | Indirect | See Footnotes |
No | 4 | S | Indirect | See Footnotes |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Warrants | Disposition | 2010-04-30 | 1,699,140 | $0.13 | 1,699,140 | $0.22 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2010-10-27 | 2016-10-31 | No | 4 | X | Indirect |
Footnotes
- On April 30, 2010 Nexus Gemini L.P. ("Gemini") and Merlin Nexus III, L.P. ("Nexus III") exercised 699,640 and 999,500 Warrants, respectively, and in exchangeacquired 699,640 and 999,500 shares of Common Stock, respectively, at an exercise price of $0.22.
- The Reporting Person is the managing member of Nexus Gemini Advisors, LLC and Merlin Biomed Private Equity Advisors, LLC, the investment advisors to Gemini,Merlin Nexus II, L.P. ("Nexus II"), and Nexus III, collectively ("the Funds"). The Funds own direct interests in the reported securities.
- The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
- On April 30, 2010 Gemini and Nexus III sold 157,516 and 225,026 shares of Common Stock, respectively.