Filing Details

Accession Number:
0001104659-10-027804
Form Type:
4
Zero Holdings:
No
Publication Time:
2010-05-12 13:00:00
Reporting Period:
2010-05-10
Filing Date:
2010-05-12
Accepted Time:
2010-05-12 09:19:19
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1315695 Rockwood Holdings Inc. ROC Chemicals & Allied Products (2800) 522277366
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1334630 Thomas Riordan C/O Rockwood Holdings, Inc.
100 Overlook Center
Princeton NJ 08540
Senior Vp,Law & Administration No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $0.01 Acquisiton 2010-05-10 30,000 $14.61 79,319 No 4 M Direct
Common Stock, Par Value $0.01 Disposition 2010-05-10 30,000 $27.00 49,319 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock, Par Value $0.01 Per Share Stock Options (right to buy) Disposition 2010-05-10 30,000 $0.00 30,000 $14.61
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
38,451 2011-02-02 No 4 M Direct
Footnotes
  1. These options were granted on February 2, 2001 and vest 10% on each of the first and second anniversary of the vesting date, 25% on each of the third and fourth anniversary of the vesting date and 30% on the fifth anniversary of the vesting date.