Filing Details
- Accession Number:
- 0001104659-10-027804
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-05-12 13:00:00
- Reporting Period:
- 2010-05-10
- Filing Date:
- 2010-05-12
- Accepted Time:
- 2010-05-12 09:19:19
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1315695 | Rockwood Holdings Inc. | ROC | Chemicals & Allied Products (2800) | 522277366 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1334630 | Thomas Riordan | C/O Rockwood Holdings, Inc. 100 Overlook Center Princeton NJ 08540 | Senior Vp,Law & Administration | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, Par Value $0.01 | Acquisiton | 2010-05-10 | 30,000 | $14.61 | 79,319 | No | 4 | M | Direct | |
Common Stock, Par Value $0.01 | Disposition | 2010-05-10 | 30,000 | $27.00 | 49,319 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock, Par Value $0.01 Per Share | Stock Options (right to buy) | Disposition | 2010-05-10 | 30,000 | $0.00 | 30,000 | $14.61 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
38,451 | 2011-02-02 | No | 4 | M | Direct |
Footnotes
- These options were granted on February 2, 2001 and vest 10% on each of the first and second anniversary of the vesting date, 25% on each of the third and fourth anniversary of the vesting date and 30% on the fifth anniversary of the vesting date.