Filing Details
- Accession Number:
- 0001179110-10-007927
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-05-05 13:00:00
- Reporting Period:
- 2010-05-05
- Filing Date:
- 2010-05-05
- Accepted Time:
- 2010-05-05 16:13:53
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
809559 | Tcw Strategic Income Fund Inc | TSI | () | 930939398 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1487059 | Bryan Whalen | Tcw Strategic Income Fund, Inc. 865 S. Figueroa Street, Ste. 1800 Los Angeles CA 90017 | Portfolio Manager | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2010-05-05 | 2,200 | $4.86 | 17,200 | No | 4 | P | Indirect | Whalen-Cross Family Trust DTD 6/15/07 |
Common Stock | Acquisiton | 2010-05-05 | 1,500 | $4.86 | 18,700 | No | 4 | P | Indirect | Whalen-Cross Family Trust DTD 6/15/07 |
Common Stock | Acquisiton | 2010-05-05 | 1,300 | $4.85 | 20,000 | No | 4 | P | Indirect | Whalen-Cross Family Trust DTD 6/15/07 |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | Whalen-Cross Family Trust DTD 6/15/07 |
No | 4 | P | Indirect | Whalen-Cross Family Trust DTD 6/15/07 |
No | 4 | P | Indirect | Whalen-Cross Family Trust DTD 6/15/07 |