Filing Details
- Accession Number:
- 0001181431-10-027781
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-05-18 13:00:00
- Reporting Period:
- 2010-05-14
- Filing Date:
- 2010-05-18
- Accepted Time:
- 2010-05-18 21:03:16
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
865436 | Whole Foods Market Inc | WFMI | Retail-Grocery Stores (5411) | 741989366 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1175522 | D Jonathan Sokoloff | 11111 Santa Monica Boulevard Suite 2000 Los Angeles CA 90025 | Yes | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2010-05-14 | 26,165 | $42.01 | 25,159,976 | No | 4 | S | Indirect | See Footnotes |
Common Stock | Disposition | 2010-05-17 | 662,500 | $40.58 | 24,497,476 | No | 4 | S | Indirect | See Footnotes |
Common Stock | Disposition | 2010-05-18 | 311,335 | $41.29 | 24,186,141 | No | 4 | S | Indirect | See Footnotes |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | See Footnotes |
No | 4 | S | Indirect | See Footnotes |
No | 4 | S | Indirect | See Footnotes |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (right to buy) | Acquisiton | 2010-05-14 | 2,250 | $0.00 | 2,250 | $40.83 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
2,250 | 2017-05-14 | No | 4 | A | Direct |
Footnotes
- Not applicable.
- This transaction was executed in multiple trades at prices ranging from $42.00 to $42.10. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- Mr. Sokoloff directly (whether through ownership or position) or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of the shares owned by Green Equity Investors V, L.P. ("GEI V"), Green Equity Investors Side V, L.P. ("GEI Side V") and Thyme Coinvest, LLC ("Thyme"). Mr. Sokoloff disclaims beneficial ownership of the shares reported herein except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that he is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
- GEI V, GEI Side V and Thyme sold 19,979, 5,993 and 193 of the shares reported as sold on this row, respectively, and following such sales were the direct owners of 19,211,269, 5,762,759 and 185,948 shares respectively.
- This transaction was executed in multiple trades at prices ranging from $40.10 to $40.96. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- GEI V, GEI Side V and Thyme sold 505,862, 151,742 and 4,896 of the shares reported as sold on this row, respectively, and following such sales were the direct owners of 18,705,407, 5,611,017 and 181,052 shares respectively.
- This transaction was executed in multiple trades at prices ranging from $40.53 to $41.69. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- GEI V, GEI Side V and Thyme sold 237,724, 71,310 and 2,301 of the shares reported as sold on this row, respectively, and following such sales are the direct owners of 18,467,683, 5,539,707 and 178,751 shares respectively.
- The options vest in four equal annual installments beginning on May 14, 2011.
- Granted as compensation for services.