Filing Details

Accession Number:
0001325533-10-000021
Form Type:
4
Zero Holdings:
No
Publication Time:
2010-05-25 13:00:00
Reporting Period:
2010-05-25
Filing Date:
2010-05-25
Accepted Time:
2010-05-25 17:37:32
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1108320 Smtc Corp SMTX Printed Circuit Boards (3672) 980197680
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1325533 Red Oak Partners, Llc 654 Broadway
Suite 5
New York NY 10012
No No Yes No
1423093 David Sandberg 654 Broadway
Suite 5
New York NY 10012
Yes No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock ($.01 Par Value) Acquisiton 2010-05-25 18,400 $3.17 2,500,592 No 4 P Indirect By the Bear Market Opportunity Fund, L.P.
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect By the Bear Market Opportunity Fund, L.P.
Footnotes
  1. Red Oak Partners is the investment advisor to Bear Market Opportunity Fund, L.P., the direct owner of the subject securities, and exercises investment control over the subject securities. David Sandberg is the managing member of Red Oak Partners and is the portfolio manager of the Bear Market Opportunity Fund, L.P.
  2. Red Oak Partners, LLC (the "General Partner") serves as a general partner of Pinnacle Fund LLLP, a Colorado limited liability limited partnership ("Pinnacle"), the direct owner of the subject securities. David Sandberg is a limited partner of Pinnacle, the managing member of the General Partner and an investment advisor to Pinnacle.
  3. Red Oak Partners, LLC (the "General Partner") serves as the general partner of The Red Oak Fund, LP, a Delaware limited partnership (the "Fund"), the direct owner of the subject securities. David Sandberg is the managing member of the General Partner and the Fund's portfolio manager.
  4. Each Reporting Person disclaims beneficial ownership of all securities reported herein, except to the extent of their pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the shares for purposes of Section 16 of the Securities and Exchange Act of 1934 or for any other purpose.