Filing Details
- Accession Number:
- 0001407682-10-000038
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-05-25 13:00:00
- Reporting Period:
- 2010-05-17
- Filing Date:
- 2010-05-25
- Accepted Time:
- 2010-05-25 15:08:57
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1094392 | Rudolph Technologies Inc | RTEC | Industrial Instruments For Measurement, Display, And Control (3823) | 223531208 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1438856 | Rajiv Roy | C/O Rudolph Technologies, Inc. One Rudolph Road, Po Box 1000 Flanders NJ 07836 | No | No | No | Yes |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2010-05-17 | 2,000 | $9.20 | 13,778 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2010-05-21 | 15,250 | $5.24 | 29,028 | No | 4 | M | Direct | |
Common Stock | Disposition | 2010-05-21 | 9,878 | $8.20 | 19,150 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Incentive Stock Option (right to buy) | Disposition | 2010-05-21 | 15,250 | $0.00 | 15,250 | $5.24 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2010-05-21 | No | 4 | M | Direct |
Footnotes
- A) 5,700 restricted stock units vested and are included in the amount of shares of common stock beneficially owned.B) 6,829 shares acquired through Employee Stock Purchase Plan are included in the amount of shares beneficially owned.
- Pursuant to a merger agreement by and among the August Technology Corporation ("August"), Rudolph Technologies, Inc. ("Rudolph") and NS Merger Sub, Inc., a wholly-owned subsidiary of Rudolph (the "Merger"), the option to purchase 20,000 shares of August common stock for $3.99 per share, initially granted by August on May 21, 2003, which was fully vested, was assumed by Rudolph in the Merger and replaced with the referenced fully vested option.