Filing Details

Accession Number:
0001407682-10-000038
Form Type:
4
Zero Holdings:
No
Publication Time:
2010-05-25 13:00:00
Reporting Period:
2010-05-17
Filing Date:
2010-05-25
Accepted Time:
2010-05-25 15:08:57
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1094392 Rudolph Technologies Inc RTEC Industrial Instruments For Measurement, Display, And Control (3823) 223531208
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1438856 Rajiv Roy C/O Rudolph Technologies, Inc.
One Rudolph Road, Po Box 1000
Flanders NJ 07836
No No No Yes
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2010-05-17 2,000 $9.20 13,778 No 4 S Direct
Common Stock Acquisiton 2010-05-21 15,250 $5.24 29,028 No 4 M Direct
Common Stock Disposition 2010-05-21 9,878 $8.20 19,150 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Incentive Stock Option (right to buy) Disposition 2010-05-21 15,250 $0.00 15,250 $5.24
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2010-05-21 No 4 M Direct
Footnotes
  1. A) 5,700 restricted stock units vested and are included in the amount of shares of common stock beneficially owned.B) 6,829 shares acquired through Employee Stock Purchase Plan are included in the amount of shares beneficially owned.
  2. Pursuant to a merger agreement by and among the August Technology Corporation ("August"), Rudolph Technologies, Inc. ("Rudolph") and NS Merger Sub, Inc., a wholly-owned subsidiary of Rudolph (the "Merger"), the option to purchase 20,000 shares of August common stock for $3.99 per share, initially granted by August on May 21, 2003, which was fully vested, was assumed by Rudolph in the Merger and replaced with the referenced fully vested option.