Filing Details
- Accession Number:
- 0001019687-10-001264
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-04-02 13:00:00
- Reporting Period:
- 2010-03-15
- Filing Date:
- 2010-04-02
- Accepted Time:
- 2010-04-02 16:16:15
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 882291 | Aethlon Medical Inc | AEMD.OB | Laboratory Analytical Instruments (3826) | 133632859 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1254761 | Jr S Franklyn Barry | 8910 University Center Lane, #660 San Diego CA 92122 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2010-03-15 | 6,700 | $0.40 | 249,893 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-03-16 | 7,000 | $0.40 | 242,893 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-03-17 | 7,100 | $0.40 | 235,793 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-03-18 | 7,200 | $0.38 | 228,593 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-03-19 | 7,400 | $0.39 | 221,193 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-03-22 | 7,700 | $0.39 | 213,493 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-03-23 | 7,700 | $0.39 | 205,793 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-03-24 | 8,000 | $0.39 | 197,793 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-03-25 | 9,000 | $0.44 | 188,793 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-03-26 | 10,000 | $0.41 | 178,793 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-03-29 | 11,000 | $0.39 | 167,793 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-03-30 | 11,000 | $0.38 | 156,793 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-03-31 | 11,000 | $0.37 | 145,793 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-04-01 | 11,400 | $0.37 | 134,393 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Footnotes
- The shares of common stock were sold by Mr. Barry pursuant to a 10b5-1 selling plan providing for the sale of up to 150,000 shares of the issuer's common stock between March 15, 2010 and March 14, 2011. The plan provides for sales of the shares at a price of no less than $0.31 per share, at a rate of no more than 5% of the average trading volume in the issuer's common stock for the 30-day period preceding the sale, as reported on dailyfinance.com.
- In addition to the currently outstanding shares of common stock owned by Mr. Barry and reported here, Mr. Barry also beneficially owns the shares of common stock underlying the following stock options: options to purchase 1,867 shares of common stock at $1.84 per share; options to purchase 264,550 shares of common stock at $0.38 per share; and options to purchase 500,000 shares of common stock at $0.41 per share.
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