Filing Details
- Accession Number:
- 0001209191-10-020969
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-04-05 13:00:00
- Reporting Period:
- 2010-01-01
- Filing Date:
- 2010-04-05
- Accepted Time:
- 2010-04-05 21:22:38
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1380393 | Fortress Investment Group Llc | FIG | Investment Advice (6282) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1382028 | Daniel Bass | 1345 Avenue Of The Americas 46Th Floor New York NY 10105 | Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Shares | Acquisiton | 2010-01-01 | 150,210 | $0.00 | 162,210 | No | 4 | C | Direct | |
Class A Shares | Disposition | 2010-04-01 | 65,942 | $4.04 | 96,268 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | C | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class A Shares | Restricted Share Units | Disposition | 2010-01-01 | 150,210 | $0.00 | 150,210 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
450,633 | No | 4 | C | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Class A Shares | Restricted Share Units | $0.00 | 113,636 | 113,636 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
113,636 | 113,636 | Direct |
Footnotes
- The Restricted Share Units vest and restrictions will lapse in four equal annual installments beginning January 1, 2010.
- Each Restricted Share Unit represents a contingent right to receive, at the Issuer's option, either (i) one Class A share of the Issuer (a "Class A Share") or (ii) an amount of cash equal to the fair market value of one Class A Share upon the date of such vesting.
- Reflects a previously reported grant of Restricted Share Units. The Restricted Share Units vest and restrictions will lapse in three equal annual installments beginning July 1, 2010.