Filing Details
- Accession Number:
- 0000904454-10-000151
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-04-27 13:00:00
- Reporting Period:
- 2010-04-27
- Filing Date:
- 2010-04-27
- Accepted Time:
- 2010-04-27 17:21:30
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1267602 | Alimera Sciences Inc | ALIM | Pharmaceutical Preparations (2834) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1013425 | I Jesse Treu | C/O Domain Associates, Llc One Palmer Square Princeton NJ 08542 | No | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2010-04-27 | 4,451,745 | $0.00 | 4,451,745 | No | 4 | C | Indirect | By Domain Partners VI, L.P. |
| Common Stock | Acquisiton | 2010-04-27 | 47,704 | $0.00 | 47,704 | No | 4 | C | Indirect | By DP VI Associates, L.P. |
| Common Stock | Acquisiton | 2010-04-27 | 378,028 | $11.00 | 4,829,773 | No | 4 | P | Indirect | By Domain Partners VI, L.P. |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | C | Indirect | By Domain Partners VI, L.P. |
| No | 4 | C | Indirect | By DP VI Associates, L.P. |
| No | 4 | P | Indirect | By Domain Partners VI, L.P. |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Series A Preferred Stock | Disposition | 2010-04-27 | 1,631,866 | $0.00 | 1,631,866 | $0.00 |
| Common Stock | Series B Preferred Stock | Disposition | 2010-04-27 | 1,109,970 | $0.00 | 1,109,970 | $0.00 |
| Common Stock | Series C Preferred Stock | Disposition | 2010-04-27 | 1,141,486 | $0.00 | 1,141,486 | $0.00 |
| Common Stock | Series C-1 Preferred Stock | Disposition | 2010-04-27 | 568,423 | $0.00 | 568,423 | $0.00 |
| Common Stock | Series A Preferred Stock | Disposition | 2010-04-27 | 17,486 | $0.00 | 17,486 | $0.00 |
| Common Stock | Series B Preferred Stock | Disposition | 2010-04-27 | 11,894 | $0.00 | 11,894 | $0.00 |
| Common Stock | Series C Preferred Stock | Disposition | 2010-04-27 | 12,233 | $0.00 | 12,233 | $0.00 |
| Common Stock | Series C-1 Preferred Stock | Disposition | 2010-04-27 | 6,091 | $0.00 | 6,091 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | No | 4 | C | Indirect | ||
| 0 | No | 4 | C | Indirect | ||
| 0 | No | 4 | C | Indirect | ||
| 0 | No | 4 | C | Indirect | ||
| 0 | No | 4 | C | Indirect | ||
| 0 | No | 4 | C | Indirect | ||
| 0 | No | 4 | C | Indirect | ||
| 0 | No | 4 | C | Indirect |
Footnotes
- All outstanding shares of the Issuer's preferred stock were automatically converted into Common Stock upon the closing of the Issuer's initial public offering, for no additional consideration.
- The Reporting Person is a managing member of One Palmer Square Associates VI, L.L.C., which is the sole general partner of Domain Partners VI, L.P. and DP VI Associates, L.P. Pursuant to Instruction 4(b)(iv) of Form 4, the Reporting Person has elected to report as indirectly beneficially owned the entire number of securities beneficially owned by each such entity. The Reporting Person disclaims beneficial ownership of any securities, and any proceeds thereof, that exceed his or her pecuniary interest therein and/or that are not actually distributed to him or her.
Billionaire Hedge Funds
