Filing Details

Accession Number:
0001101215-10-000018
Form Type:
4
Zero Holdings:
No
Publication Time:
2010-04-28 13:00:00
Reporting Period:
2010-04-26
Filing Date:
2010-04-28
Accepted Time:
2010-04-28 16:09:56
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1101215 Alliance Data Systems Corp ADS Services-Business Services, Nec (7389) 311429215
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1160117 M Alan Utay 17655 Waterview Parkway
Dallas TX 75252-8012
Evp, Cao, Gen. Counsel, Secy No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2010-04-26 29,900 $14.93 113,328 No 4 M Direct
Common Stock Acquisiton 2010-04-26 13,182 $14.67 126,510 No 4 M Direct
Common Stock Disposition 2010-04-26 43,082 $76.31 83,428 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (Right to Buy) Disposition 2010-04-26 29,900 $0.00 29,900 $14.93
Common Stock Employee Stock Option (Right to Buy) Disposition 2010-04-26 13,182 $0.00 13,182 $14.67
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
111,693 2011-08-29 No 4 M Direct
98,511 2012-09-25 No 4 M Direct
Footnotes
  1. The total number of securities beneficially owned includes: (a) 38,342 unrestricted shares; (b) 16,674 unvested shares from an original award of 49,041 time-based restricted stock units granted 4/28/08; (c) 11,792 unvested shares from an award of 17,600 performance-based restricted stock units granted 2/23/09; (d) 3,324 unvested time-based restricted stock units granted 2/22/10; and (e) 13,296 unvested performance-based restricted stock units granted 2/22/10.
  2. This is an employee stock option grant that is fully vested.
  3. The total number of derivative securities beneficially owned includes: (a) an option for 28,919 shares granted 6/24/03, which is fully vested; (b) an option for 29,472 shares granted 2/2/04, which is fully vested; (c) an option for 13,812 shares granted 2/3/05, which is fully vested; (d) an option for 16,565 shares granted 2/13/06, which is fully vested; and (e) an option for 9,743 shares granted 2/21/07, which is fully vested.