Filing Details
- Accession Number:
- 0001210746-10-000005
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-04-27 13:00:00
- Reporting Period:
- 2010-04-26
- Filing Date:
- 2010-04-27
- Accepted Time:
- 2010-04-27 14:20:20
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
910322 | Astoria Financial Corp | AF | Savings Institution, Federally Chartered (6035) | 113170868 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1210746 | J Thomas Donahue | One Astoria Federal Plaza Lake Success NY 11042 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2010-04-26 | 600 | $16.56 | 66,666 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-04-26 | 400 | $16.57 | 66,266 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 62,507 | Indirect | DC Plan |
Common Stock | 27,000 | Indirect | Spouse |
Common Stock | 1,805 | Indirect | RSA |
Common Stock | 5,494 | Indirect | RSA |
Common Stock | 3,461 | Indirect | RSA |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Non-Statutory Stock Option | $16.27 | 2001-01-16 | 2011-01-15 | 6,000 | 6,000 | Direct |
Common Stock | Non-Statutory Stock Option | $18.55 | 2002-01-15 | 2012-01-14 | 6,000 | 6,000 | Direct |
Common Stock | Non-Statutory Stock Option | $18.19 | 2003-01-15 | 2013-01-14 | 6,000 | 6,000 | Direct |
Common Stock | Non-Statutory Stock Option | $24.17 | 2004-01-15 | 2014-01-14 | 6,000 | 6,000 | Direct |
Common Stock | Non-Statutory Stock Option | $26.23 | 2005-01-18 | 2015-01-17 | 6,000 | 6,000 | Direct |
Common Stock | Non-Statutory Stock Option | $29.79 | 2006-01-17 | 2016-01-16 | 6,000 | 6,000 | Direct |
Common Stock | Non-Statutory Stock Option | $29.72 | 2007-01-16 | 2017-01-15 | 6,000 | 6,000 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2011-01-15 | 6,000 | 6,000 | Direct |
2012-01-14 | 6,000 | 6,000 | Direct |
2013-01-14 | 6,000 | 6,000 | Direct |
2014-01-14 | 6,000 | 6,000 | Direct |
2015-01-17 | 6,000 | 6,000 | Direct |
2016-01-16 | 6,000 | 6,000 | Direct |
2017-01-15 | 6,000 | 6,000 | Direct |
Footnotes
- Shares are held in the Thomas J. Donahue Defined Contribution Plan.
- Shares are held by Mr. Donahue's spouse.
- Represents award of restricted stock pursuant to the Astoria Financial Corporation 2007 Non-Employee Director Stock Plan, or the 2007 Plan. The restricted stock will vest and be distributed effective January 28, 2011 or earlier upon the death, disability or Mandatory Retirement, on a Change in Control, or Involuntary Termination, all as specified in the 2007 Plan.
- Represents award of restricted stock pursuant to the Astoria Financial Corporation 2007 Non-Employee Director Stock Plan, or the 2007 Plan. The restricted stock will vest and be distributed effective February 2, 2012 or earlier upon the death, disability or Mandatory Retirement, on a Change in Control, or Involuntary Termination, all as specified in the 2007 Plan.
- Represents award of restricted stock pursuant to the Astoria Financial Corporation 2007 Non-Employee Director Stock Plan, or the 2007 Plan. The restricted stock will vest and be distributed effective February 1, 2013 or earlier upon the death, disability or Mandatory Retirement, on a Change in Control, or Involuntary Termination, all as specified in the 2007 Plan.
- Options were granted pursuant to the 1999 Stock Option Plan for Outside Directors of Astoria Financial Corporation, or the 1999 Plan.