Filing Details

Accession Number:
0001210746-10-000005
Form Type:
4
Zero Holdings:
No
Publication Time:
2010-04-27 13:00:00
Reporting Period:
2010-04-26
Filing Date:
2010-04-27
Accepted Time:
2010-04-27 14:20:20
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
910322 Astoria Financial Corp AF Savings Institution, Federally Chartered (6035) 113170868
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1210746 J Thomas Donahue One Astoria Federal Plaza
Lake Success NY 11042
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2010-04-26 600 $16.56 66,666 No 4 S Direct
Common Stock Disposition 2010-04-26 400 $16.57 66,266 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 62,507 Indirect DC Plan
Common Stock 27,000 Indirect Spouse
Common Stock 1,805 Indirect RSA
Common Stock 5,494 Indirect RSA
Common Stock 3,461 Indirect RSA
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Non-Statutory Stock Option $16.27 2001-01-16 2011-01-15 6,000 6,000 Direct
Common Stock Non-Statutory Stock Option $18.55 2002-01-15 2012-01-14 6,000 6,000 Direct
Common Stock Non-Statutory Stock Option $18.19 2003-01-15 2013-01-14 6,000 6,000 Direct
Common Stock Non-Statutory Stock Option $24.17 2004-01-15 2014-01-14 6,000 6,000 Direct
Common Stock Non-Statutory Stock Option $26.23 2005-01-18 2015-01-17 6,000 6,000 Direct
Common Stock Non-Statutory Stock Option $29.79 2006-01-17 2016-01-16 6,000 6,000 Direct
Common Stock Non-Statutory Stock Option $29.72 2007-01-16 2017-01-15 6,000 6,000 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2011-01-15 6,000 6,000 Direct
2012-01-14 6,000 6,000 Direct
2013-01-14 6,000 6,000 Direct
2014-01-14 6,000 6,000 Direct
2015-01-17 6,000 6,000 Direct
2016-01-16 6,000 6,000 Direct
2017-01-15 6,000 6,000 Direct
Footnotes
  1. Shares are held in the Thomas J. Donahue Defined Contribution Plan.
  2. Shares are held by Mr. Donahue's spouse.
  3. Represents award of restricted stock pursuant to the Astoria Financial Corporation 2007 Non-Employee Director Stock Plan, or the 2007 Plan. The restricted stock will vest and be distributed effective January 28, 2011 or earlier upon the death, disability or Mandatory Retirement, on a Change in Control, or Involuntary Termination, all as specified in the 2007 Plan.
  4. Represents award of restricted stock pursuant to the Astoria Financial Corporation 2007 Non-Employee Director Stock Plan, or the 2007 Plan. The restricted stock will vest and be distributed effective February 2, 2012 or earlier upon the death, disability or Mandatory Retirement, on a Change in Control, or Involuntary Termination, all as specified in the 2007 Plan.
  5. Represents award of restricted stock pursuant to the Astoria Financial Corporation 2007 Non-Employee Director Stock Plan, or the 2007 Plan. The restricted stock will vest and be distributed effective February 1, 2013 or earlier upon the death, disability or Mandatory Retirement, on a Change in Control, or Involuntary Termination, all as specified in the 2007 Plan.
  6. Options were granted pursuant to the 1999 Stock Option Plan for Outside Directors of Astoria Financial Corporation, or the 1999 Plan.