Filing Details
- Accession Number:
- 0001137411-10-000034
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-04-30 13:00:00
- Reporting Period:
- 2010-04-28
- Filing Date:
- 2010-04-30
- Accepted Time:
- 2010-04-30 16:10:25
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1137411 | Rockwell Collins Inc | COL | Aircraft Parts & Auxiliary Equipment, Nec (3728) | 522314475 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1191569 | E Patrick Allen | M/S 124-318 400 Collins Road Ne Cedar Rapids IA 52498-0001 | Sr. Vp And Cfo | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2010-04-28 | 5,100 | $22.35 | 22,439 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-04-28 | 5,100 | $65.00 | 17,339 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2010-04-29 | 32,900 | $22.35 | 50,239 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-04-29 | 100 | $65.42 | 50,139 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-04-29 | 200 | $65.42 | 49,939 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-04-29 | 200 | $65.43 | 49,739 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-04-29 | 500 | $65.47 | 49,239 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-04-29 | 100 | $65.48 | 49,139 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-04-29 | 400 | $65.49 | 48,739 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-04-29 | 600 | $65.50 | 48,139 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-04-29 | 200 | $65.51 | 47,939 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-04-29 | 400 | $65.52 | 47,539 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-04-29 | 800 | $65.53 | 46,739 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-04-29 | 1,500 | $65.54 | 45,239 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-04-29 | 1,500 | $65.55 | 43,739 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-04-29 | 1,300 | $65.56 | 42,439 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-04-29 | 500 | $65.57 | 41,939 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-04-29 | 800 | $65.58 | 41,139 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-04-29 | 1,000 | $65.59 | 40,139 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-04-29 | 500 | $65.60 | 39,639 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-04-29 | 400 | $65.61 | 39,239 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-04-29 | 700 | $65.62 | 38,539 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-04-29 | 100 | $65.63 | 38,439 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-04-29 | 500 | $65.64 | 37,939 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-04-29 | 300 | $65.66 | 37,639 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-04-29 | 300 | $65.67 | 37,339 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-04-29 | 400 | $65.68 | 36,939 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-04-29 | 600 | $65.69 | 36,339 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
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Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2010-04-28 | 5,100 | $0.00 | 5,100 | $22.35 |
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2010-04-29 | 32,900 | $0.00 | 32,900 | $22.35 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 32,900 | 2011-07-05 | No | 4 | M | Direct | |
| 0 | 2011-07-05 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 4,974 | Indirect | By Savings Plan |
Footnotes
- Includes shares acquired under the Company's employee stock purchase plan and based on information furnished by the Plan Administrator as of April 1, 2010.
- Shares represented by Company stock fund units under the Rockwell Collins, Inc. 2001 qualified savings plan, including shares acquired on a periodic basis pursuant to the Plan, based on information furnished by the Plan Administrator as of April 1, 2010
- Employee stock options granted pursuant to the Company's stock based plans.
- The options are currently exercisable.
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