Filing Details
- Accession Number:
- 0001209191-10-024400
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-04-29 13:00:00
- Reporting Period:
- 2010-04-27
- Filing Date:
- 2010-04-29
- Accepted Time:
- 2010-04-29 19:47:19
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1267602 | Alimera Sciences Inc | ALIM | Pharmaceutical Preparations (2834) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1018394 | G Alan Spoon | C/O Polaris Venture Partners 1000 Winter Street Waltham MA 02451 | No | No | Yes | Yes | |
1117003 | Terrance Mcguire | C/O Polaris Venture Partners 1000 Winter Street Waltham MA 02451 | No | No | Yes | Yes | |
1157864 | Polaris Venture Partners Iv Lp | C/O Polaris Venture Partners 1000 Winter Street Waltham MA 02451 | No | No | Yes | Yes | |
1170720 | Polaris Venture Partners Entrepreneurs Fund Iv Lp | C/O Polaris Venture Partners 1000 Winter Street Waltham MA 02451 | No | No | Yes | Yes | |
1295438 | Polaris Venture Management Co Iv Llc | C/O Polaris Venture Partners 1000 Winter Street Waltham MA 02451 | No | No | Yes | Yes | |
1295676 | A Jonathan Flint | C/O Polaris Venture Partners 1000 Winter Street Waltham MA 02451 | No | No | Yes | Yes |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2010-04-27 | 28,601 | $0.00 | 28,601 | No | 4 | C | Indirect | See footnote |
Common Stock | Acquisiton | 2010-04-27 | 20,650 | $0.00 | 49,251 | No | 4 | C | Indirect | See footnote |
Common Stock | Acquisiton | 2010-04-27 | 21,230 | $0.00 | 70,481 | No | 4 | C | Indirect | See footnote |
Common Stock | Acquisiton | 2010-04-27 | 10,317 | $0.00 | 80,798 | No | 4 | C | Indirect | See footnote |
Common Stock | Acquisiton | 2010-04-27 | 1,620,753 | $0.00 | 1,620,753 | No | 4 | C | Indirect | See footnote |
Common Stock | Acquisiton | 2010-04-27 | 1,101,216 | $0.00 | 2,721,969 | No | 4 | C | Indirect | See footnote |
Common Stock | Acquisiton | 2010-04-27 | 1,132,488 | $0.00 | 3,854,457 | No | 4 | C | Indirect | See footnote |
Common Stock | Acquisiton | 2010-04-27 | 564,198 | $0.00 | 4,418,655 | No | 4 | C | Indirect | See footnote |
Common Stock | Acquisiton | 2010-04-27 | 6,788 | $11.00 | 87,586 | No | 4 | P | Indirect | See footnote |
Common Stock | Acquisiton | 2010-04-27 | 371,240 | $11.00 | 4,789,895 | No | 4 | P | Indirect | See footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | C | Indirect | See footnote |
No | 4 | C | Indirect | See footnote |
No | 4 | C | Indirect | See footnote |
No | 4 | C | Indirect | See footnote |
No | 4 | C | Indirect | See footnote |
No | 4 | C | Indirect | See footnote |
No | 4 | C | Indirect | See footnote |
No | 4 | C | Indirect | See footnote |
No | 4 | P | Indirect | See footnote |
No | 4 | P | Indirect | See footnote |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Series A Preferred Stock | Disposition | 2010-04-27 | 28,601 | $0.00 | 28,601 | $0.00 |
Common Stock | Series B Preferred Stock | Disposition | 2010-04-27 | 20,650 | $0.00 | 20,650 | $0.00 |
Common Stock | Series C Preferred Stock | Disposition | 2010-04-27 | 21,230 | $0.00 | 21,230 | $0.00 |
Common Stock | Series C-1 Preferred Stock | Disposition | 2010-04-27 | 10,317 | $0.00 | 10,317 | $0.00 |
Common Stock | Series A Preferred Stock | Disposition | 2010-04-27 | 1,620,753 | $0.00 | 1,620,753 | $0.00 |
Common Stock | Series B Preferred Stock | Disposition | 2010-04-27 | 1,101,216 | $0.00 | 1,101,216 | $0.00 |
Common Stock | Series C Preferred Stock | Disposition | 2010-04-27 | 1,132,488 | $0.00 | 1,132,488 | $0.00 |
Common Stock | Series C-1 Preferred Stock | Disposition | 2010-04-27 | 564,198 | $0.00 | 564,198 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect |
Footnotes
- Each outstanding share of preferred stock automatically converted into 1 share of common stock, immediately prior to the closing of the Issuer's initial public offering, for no additional consideration.
- The reportable securities are owned directly by Polaris Venture Partners Entrepreneurs' Fund IV, L.P. ("PVPE IV"). Polaris Venture Management Co. IV, L.L.C. ("PVM IV") is the general partner of PVPE IV. PVM IV disclaims beneficial ownership of these securities and this report shall not be deemed an admission that PVM IV is the beneficial owner of such securities for purposes of Section 16 or for any other purpose, except to the extent of its pecuniary interest therein.
- Each of Jonathan A. Flint ("Flint"), Terrance G. McGuire ("McGuire") and Alan G. Spoon ("Spoon") are the managing members of PVM IV. Bryce Youngren ("Youngren") holds voting power in the reportable securities owned by PVM IV. Each of Flint, McGuire, Spoon and Youngren disclaims beneficial ownership of these securities and this report shall not be deemed an admission that any of them is the beneficial owner of such securities for purposes of Section 16 or for any other purpose, except to the extent of their pecuniary interest therein.
- The reportable securities are owned directly by Polaris Venture Partners IV, L.P. ("PVP IV"). PVM IV is the general partner of PVP IV. PVM IV disclaims beneficial ownership of these securities and this report shall not be deemed an admission that PVM IV is the beneficial owner of such securities for purposes of Section 16 or for any other purpose, except to the extent of its pecuniary interest therein.
- Each of Flint, McGuire Spoon are the managing members of PVM IV. Youngren holds voting power in the reportable securities owned by PVM IV. Each of Flint, McGuire, Spoon and Youngren disclaims beneficial ownership of these securities and this report shall not be deemed an admission that any of them is the beneficial owner of such securities for purposes of Section 16 or for any other purpose, except to the extent of their pecuniary interest therein.
- 27,090 shares of Series A Preferred Stock automatically converted into 28,601 shares of common stock, immediately prior to the closing of the Issuer's initial public offering, for no additional consideration.
- Reflects a 3.4-for-1 reverse stock split, effective as of immediately prior to the effectiveness of the Registration Statement on Form S-1 (File No. 333-162782).
- Immediately.
- Not applicable.
- 1,535,091 shares of Series A Preferred Stock automatically converted into 1,620,753 shares common stock, immediately prior to the closing of the Issuer's initial public offering, for no additional consideration.