Filing Details

Accession Number:
0001209191-10-024399
Form Type:
4
Zero Holdings:
No
Publication Time:
2010-04-29 13:00:00
Reporting Period:
2010-04-27
Filing Date:
2010-04-29
Accepted Time:
2010-04-29 19:41:41
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1267602 Alimera Sciences Inc ALIM Pharmaceutical Preparations (2834) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1221718 Intersouth Partners Vi Lp C/O Intersouth Partners
406 Blackwell Street, Suite 200
Durham NC 27701-3984
No No Yes Yes
1416279 Dennis Dougherty C/O Intersouth Partners
406 Blackwell Street, Suite 200
Durham NC 27701-3984
No No Yes Yes
1416281 Mitch Mumma C/O Intersouth Partners
406 Blackwell Street, Suite 200
Durham NC 27701-3984
No No Yes Yes
1489731 Intersouth Associates Vi, Llc C/O Intersouth Partners
406 Blackwell Street, Suite 200
Durham NC 27701-3984
No No Yes Yes
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2010-04-27 824,679 $0.00 824,679 No 4 C Indirect See footnote
Common Stock Acquisiton 2010-04-27 560,934 $0.00 1,385,613 No 4 C Indirect See footnote
Common Stock Acquisiton 2010-04-27 576,859 $0.00 1,962,472 No 4 C Indirect See footnote
Common Stock Acquisiton 2010-04-27 90,909 $11.00 2,053,381 No 4 P Indirect See footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 C Indirect See footnote
No 4 C Indirect See footnote
No 4 C Indirect See footnote
No 4 P Indirect See footnote
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Series A Preferred Stock Disposition 2010-04-27 824,679 $0.00 824,679 $0.00
Common Stock Series B Preferred Stock Disposition 2010-04-27 560,934 $0.00 560,934 $0.00
Common Stock Series C Preferred Stock Disposition 2010-04-27 576,859 $0.00 576,859 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 No 4 C Indirect
0 No 4 C Indirect
0 No 4 C Indirect
Footnotes
  1. 781,092 shares of Series A Preferred Stock automatically converted into 824,679 shares of common stock immediately prior to the closing of the Issuer's initial public offering, for no additional consideration.
  2. The reportable securities are owned directly by Intersouth Partners VI, L.P. ("IP VI"). Intersouth Associates VI, LLC ("IA VI, LLC") is the general partner of IP VI. IA VI, LLC disclaims beneficial ownership of these securities and this report shall not be deemed an admission that IA VI, LLC is the beneficial owner of such securities for purposes of Section 16 or for any other purpose, except to the extent of its pecuniary interest therein. Each of Mitch Mumma ("Mumma") and Dennis Dougherty ("Dougherty") are the member managers of IA VI, LLC. Each of Mumma and Dougherty disclaims beneficial ownership of these securities and this report shall not be deemed an admission that any of them is the beneficial owner of such securities for purposes of Section 16 or for any other purpose, except to the extent of their pecuniary interest therein.
  3. Each outstanding share of preferred stock automatically converted into 1 share of common stock immediately prior to the closing of the Issuer's initial public offering, for no additional consideration.
  4. Reflects a 3.4-for-1 reverse stock split, effective as of immediately prior to the effectiveness of the Registration Statement on Form S-1 (File No. 333-162782).
  5. Immediately.
  6. Not applicable.