Filing Details
- Accession Number:
- 0001209191-10-024399
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-04-29 13:00:00
- Reporting Period:
- 2010-04-27
- Filing Date:
- 2010-04-29
- Accepted Time:
- 2010-04-29 19:41:41
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1267602 | Alimera Sciences Inc | ALIM | Pharmaceutical Preparations (2834) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1221718 | Intersouth Partners Vi Lp | C/O Intersouth Partners 406 Blackwell Street, Suite 200 Durham NC 27701-3984 | No | No | Yes | Yes | |
1416279 | Dennis Dougherty | C/O Intersouth Partners 406 Blackwell Street, Suite 200 Durham NC 27701-3984 | No | No | Yes | Yes | |
1416281 | Mitch Mumma | C/O Intersouth Partners 406 Blackwell Street, Suite 200 Durham NC 27701-3984 | No | No | Yes | Yes | |
1489731 | Intersouth Associates Vi, Llc | C/O Intersouth Partners 406 Blackwell Street, Suite 200 Durham NC 27701-3984 | No | No | Yes | Yes |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2010-04-27 | 824,679 | $0.00 | 824,679 | No | 4 | C | Indirect | See footnote |
Common Stock | Acquisiton | 2010-04-27 | 560,934 | $0.00 | 1,385,613 | No | 4 | C | Indirect | See footnote |
Common Stock | Acquisiton | 2010-04-27 | 576,859 | $0.00 | 1,962,472 | No | 4 | C | Indirect | See footnote |
Common Stock | Acquisiton | 2010-04-27 | 90,909 | $11.00 | 2,053,381 | No | 4 | P | Indirect | See footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | C | Indirect | See footnote |
No | 4 | C | Indirect | See footnote |
No | 4 | C | Indirect | See footnote |
No | 4 | P | Indirect | See footnote |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Series A Preferred Stock | Disposition | 2010-04-27 | 824,679 | $0.00 | 824,679 | $0.00 |
Common Stock | Series B Preferred Stock | Disposition | 2010-04-27 | 560,934 | $0.00 | 560,934 | $0.00 |
Common Stock | Series C Preferred Stock | Disposition | 2010-04-27 | 576,859 | $0.00 | 576,859 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect |
Footnotes
- 781,092 shares of Series A Preferred Stock automatically converted into 824,679 shares of common stock immediately prior to the closing of the Issuer's initial public offering, for no additional consideration.
- The reportable securities are owned directly by Intersouth Partners VI, L.P. ("IP VI"). Intersouth Associates VI, LLC ("IA VI, LLC") is the general partner of IP VI. IA VI, LLC disclaims beneficial ownership of these securities and this report shall not be deemed an admission that IA VI, LLC is the beneficial owner of such securities for purposes of Section 16 or for any other purpose, except to the extent of its pecuniary interest therein. Each of Mitch Mumma ("Mumma") and Dennis Dougherty ("Dougherty") are the member managers of IA VI, LLC. Each of Mumma and Dougherty disclaims beneficial ownership of these securities and this report shall not be deemed an admission that any of them is the beneficial owner of such securities for purposes of Section 16 or for any other purpose, except to the extent of their pecuniary interest therein.
- Each outstanding share of preferred stock automatically converted into 1 share of common stock immediately prior to the closing of the Issuer's initial public offering, for no additional consideration.
- Reflects a 3.4-for-1 reverse stock split, effective as of immediately prior to the effectiveness of the Registration Statement on Form S-1 (File No. 333-162782).
- Immediately.
- Not applicable.