Filing Details
- Accession Number:
- 0001193805-10-001170
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-04-27 13:00:00
- Reporting Period:
- 2010-04-23
- Filing Date:
- 2010-04-27
- Accepted Time:
- 2010-04-27 17:45:02
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1058811 | Immersion Corp | IMMR | Computer Peripheral Equipment, Nec (3577) | 943180138 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1042589 | A Peter Cohen | C/O Ramius Llc 599 Lexington Ave., 20Th Floor New York NY 10022 | No | No | Yes | Yes | |
1043935 | W Thomas Strauss | C/O Ramius Llc 599 Lexington Ave., 20Th Floor New York NY 10022 | No | No | Yes | Yes | |
1050154 | Rcg Holdings Llc | C/O Ramius Llc 599 Lexington Avenue New York NY | No | No | Yes | No | |
1267474 | C4S & Co Llc | 599 Lexington Avenue 20Th Floor New York NY 10022 | No | No | Yes | No | |
1267535 | B Morgan Stark | C/O Ramius Llc 599 Lexington Ave., 20Th Floor New York NY 10022 | No | No | Yes | Yes | |
1275922 | M Jeffrey Solomon | C/O Ramius Llc 599 Lexington Ave., 20Th Floor New York NY 10022 | No | No | Yes | Yes | |
1466538 | Cowen Group, Inc. | C/O Ramius Llc 599 Lexington Avenue New York NY 10022 | No | No | Yes | No | |
1475770 | Ramius Llc | 599 Lexington Avenue 20Th Floor New York NY 10022 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, $0.001 Par Value | Disposition | 2010-04-23 | 658 | $6.07 | 600,658 | No | 4 | S | Indirect | By Ramius Enterprise Master Fund Ltd |
Common Stock, $0.001 Par Value | Disposition | 2010-04-23 | 2,885 | $6.04 | 597,773 | No | 4 | S | Indirect | By Ramius Enterprise Master Fund Ltd |
Common Stock, $0.001 Par Value | Disposition | 2010-04-26 | 1,478 | $6.08 | 596,295 | No | 4 | S | Indirect | By Ramius Enterprise Master Fund Ltd |
Common Stock, $0.001 Par Value | Disposition | 2010-04-23 | 514 | $6.07 | 468,970 | No | 4 | S | Indirect | By Ramius Navigation Master Fund Ltd |
Common Stock, $0.001 Par Value | Disposition | 2010-04-23 | 2,253 | $6.04 | 466,717 | No | 4 | S | Indirect | By Ramius Navigation Master Fund Ltd |
Common Stock, $0.001 Par Value | Disposition | 2010-04-26 | 1,154 | $6.08 | 465,563 | No | 4 | S | Indirect | By Ramius Navigation Master Fund Ltd |
Common Stock, $0.001 Par Value | Disposition | 2010-04-23 | 2,188 | $6.07 | 1,997,026 | No | 4 | S | Indirect | By Ramius Value & Opportunity Master |
Common Stock, $0.001 Par Value | Disposition | 2010-04-23 | 9,593 | $6.04 | 1,987,433 | No | 4 | S | Indirect | By Ramius Value & Opportunity Master |
Common Stock, $0.001 Par Value | Disposition | 2010-04-26 | 4,915 | $6.08 | 1,982,518 | No | 4 | S | Indirect | By Ramius Value & Opportunity Master |
Common Stock, $0.001 Par Value | Disposition | 2010-04-23 | 1,226 | $6.07 | 1,118,760 | No | 4 | S | Indirect | By RCG PB, Ltd |
Common Stock, $0.001 Par Value | Disposition | 2010-04-23 | 5,374 | $6.04 | 1,113,386 | No | 4 | S | Indirect | By RCG PB, Ltd |
Common Stock, $0.001 Par Value | Disposition | 2010-04-26 | 2,753 | $6.08 | 1,110,633 | No | 4 | S | Indirect | By RCG PB, Ltd |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | By Ramius Enterprise Master Fund Ltd |
No | 4 | S | Indirect | By Ramius Enterprise Master Fund Ltd |
No | 4 | S | Indirect | By Ramius Enterprise Master Fund Ltd |
No | 4 | S | Indirect | By Ramius Navigation Master Fund Ltd |
No | 4 | S | Indirect | By Ramius Navigation Master Fund Ltd |
No | 4 | S | Indirect | By Ramius Navigation Master Fund Ltd |
No | 4 | S | Indirect | By Ramius Value & Opportunity Master |
No | 4 | S | Indirect | By Ramius Value & Opportunity Master |
No | 4 | S | Indirect | By Ramius Value & Opportunity Master |
No | 4 | S | Indirect | By RCG PB, Ltd |
No | 4 | S | Indirect | By RCG PB, Ltd |
No | 4 | S | Indirect | By RCG PB, Ltd |
Footnotes
- Each Reporting Person may be deemed to be a member of a Section 13(d) group that owns more than 10% of the Issuer's outstanding shares of Common Stock. Toenable all of the Reporting Persons to gain access to the Securities and Exchange Commission's electronic filing system (which only accepts a maximum of 10 joint filersper report), this report is the second of two identical reports relating to the same transaction being filed with the Securities and Exchange Commission.
- Each Reporting Person (other than Ramius Enterprise Master Fund Ltd, Ramius Value and Opportunity Master Fund Ltd, Ramius Navigation Master Fund Ltd and RCGPB, Ltd) disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein, and this reportshall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any otherpurpose.
- Shares of Common Stock beneficially owned by Ramius Enterprise Master Fund Ltd (Enterprise Master Fund). As the sole member of Ramius Advisors, LLC (RamiusAdvisors), the investment advisor of Enterprise Master Fund, Ramius LLC (Ramius) may be deemed to beneficially own the shares of Common Stock beneficially ownedby Enterprise Master Fund. As the sole member of Ramius, Cowen Group, Inc. (Cowen) may be deemed to beneficially own the shares of Common Stock beneficiallyowned by Enterprise Master Fund. As a significant shareholder of Cowen, RCG Holdings LLC (RCG Holdings) may be deemed to beneficially own the shares ofCommon Stock beneficially owned by Enterprise Master Fund. As the managing member of RCG Holdings, C4S, & Co., L.L.C. (C4S) may be deemed to beneficially ownthe shares of Common Stock beneficially owned by Enterprise Master Fund.
- (Continued from previous footnote). As the managing members of C4S, each of Messrs. Cohen, Stark, Solomon and Strauss may be deemed to beneficially own theshares of Common Stock beneficially owned by Enterprise Master Fund.
- Shares of Common Stock beneficially owned by Ramius Navigation Master Fund Ltd (Navigation Master Fund). As the sole member of Ramius Advisors, the investmentadvisor of Navigation Master Fund, Ramius may be deemed to beneficially own the shares of Common Stock beneficially owned by Navigation Master Fund. As thesole member of Ramius, Cowen may be deemed to beneficially own the shares of Common Stock beneficially owned by Navigation Master Fund. As a significantshareholder of Cowen, RCG Holdings may be deemed to beneficially own the shares of Common Stock beneficially owned by Navigation Master Fund. As themanaging member of RCG Holdings, C4S may be deemed to beneficially own the shares of Common Stock beneficially owned by Navigation Master Fund.
- (Continued from previous footnote). As the managing members of C4S each of Peter A. Cohen, Morgan B. Stark, Jeffrey M. Solomon and Thomas W. Strauss may bedeemed to beneficially own the shares of Common Stock beneficially owned by Navigation Master Fund.
- Shares of Common Stock beneficially owned by Ramius Value and Opportunity Master Fund Ltd (Value and Opportunity Master Fund). As the sole member of RCGStarboard Advisors, LLC (RCG Starboard Advisors), the investment manager of Value and Opportunity Master Fund, Ramius may be deemed to beneficially own theshares of Common Stock beneficially owned by Value and Opportunity Master Fund. As the sole member of Ramius, Cowen may be deemed to beneficially own theshares of Common Stock beneficially owned by Value and Opportunity Master Fund. As a significant shareholder of Cowen, RCG Holdings may be deemed tobeneficially own the shares of Common Stock beneficially owned by Value and Opportunity Master Fund.
- (Continued from previous footnote). As the managing member of RCG Holdings, C4S may be deemed to beneficially own the shares of Common Stock beneficiallyowned by Value and Opportunity Master Fund. As the managing members of C4S, each of Messrs. Cohen, Stark, Solomon and Strauss may be deemed to beneficiallyown the shares of Common Stock beneficially owned by Value and Opportunity Master Fund.
- Shares of Common Stock beneficially owned by RCG PB, Ltd (RCG PB). As the sole member of Ramius Advisors, the investment advisor of RCG PB, Ramius may bedeemed to beneficially own the shares of Common Stock beneficially owned by RCG PB. As the sole member of Ramius, Cowen may be deemed to beneficially own theshares of Common Stock beneficially owned by RCG PB. As the majority shareholder of Cowen, RCG Holdings may be deemed to beneficially own the shares ofCommon Stock beneficially owned by RCG PB. As the managing member of RCG Holdings, C4S may be deemed to beneficially own the shares of Common Stockbeneficially owned by RCG PB. As the managing members of C4S, each of Messrs. Cohen, Stark, Solomon and Strauss may be deemed to beneficially own the sharesof Common Stock beneficially owned by RCG PB.