Filing Details
- Accession Number:
- 0001140361-10-016880
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-04-19 13:00:00
- Reporting Period:
- 2010-04-15
- Filing Date:
- 2010-04-19
- Accepted Time:
- 2010-04-19 16:04:23
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 849667 | American Italian Pasta Co | AIPC | Miscellaneous Food Preparations & Kindred Products (2090) | 841032638 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1184804 | R. Paul Geist | 4100 N. Mulberry Drive Suite 200 Kansas City MO 64116 | Evp & Chief Operating Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock, Par Value $.001 Per Share | Acquisiton | 2010-04-15 | 4,000 | $5.50 | 33,686 | No | 4 | M | Direct | |
| Class A Common Stock, Par Value $.001 Per Share | Disposition | 2010-04-15 | 549 | $40.08 | 33,137 | No | 4 | D | Direct | |
| Class A Common Stock, Par Value $.001 Per Share | Disposition | 2010-04-16 | 3,451 | $39.80 | 29,686 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | D | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class A Common Stock | Stock Appreciation Right | Disposition | 2010-04-15 | 4,000 | $0.00 | 4,000 | $5.50 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 7,952 | 2010-03-06 | 2013-03-06 | No | 4 | M | Direct |
Footnotes
- Exercise of a Stock Appreciation Right ("SAR") for stock is treated as a purchase of all of the shares underlying the SAR that were exercised, at the prices set forth in the SAR and simultaneous sale back to American Italian Pasta Co. ("AIPC") of a number of the underlying shares having a value based on the market price of AIPC's stock on the date of exercise, equal to the exercise price. Only the net shares (representing the value of the appreciation) are issued.
- Sale of stock on the open market of the number of shares acquired by Mr. Geist following the exercise of the SAR described above. The sales reported in this Form 4 were effected pursuant to Rule 10b5-1 trading plan adopted by the reporting person on March 3, 2010.
- The SARs were granted to Mr. Geist on March 6, 2006. The SARs vested over four years and were fully vested on March 6, 2010.
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