Filing Details
- Accession Number:
- 0001127602-10-011539
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-04-21 13:00:00
- Reporting Period:
- 2010-04-20
- Filing Date:
- 2010-04-21
- Accepted Time:
- 2010-04-21 09:30:38
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1373835 | Spectra Energy Corp. | SE | Natural Gas Transmisison & Distribution (4923) | 205413139 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1488318 | W Stephen Baker | 5400 Westheimer Court Houston TX 77056 | Vice President And Treasurer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2010-04-20 | 424 | $17.71 | 4,583 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-04-20 | 424 | $23.33 | 4,159 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2010-04-20 | 424 | $0.00 | 424 | $17.70 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2000-04-25 | 2010-04-25 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 2,176 | Indirect | By Spouse |
| Common Stock | 2,660 | Indirect | By Spouse |
| Common Stock | 7,319 | Indirect | By Trustee |
| Common Stock | 179 | Indirect | By Trustee |
| Common Stock | 3,128 | Indirect | By Trustee |
Footnotes
- Total includes 167 shares in RRSP (Canadian Retirement Savings Plan)
- Shares held in RRSP (Canadian Retirement Savings Plan)
- Shares in EPSP (Canadian Employee Savings Plan)
- Shares in RESP (Canadian Education Plan for Children)
- Ancillary defined benefit plan.
Billionaire Hedge Funds
