Filing Details
- Accession Number:
- 0001127602-10-011591
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-04-21 13:00:00
- Reporting Period:
- 2010-04-20
- Filing Date:
- 2010-04-21
- Accepted Time:
- 2010-04-21 13:51:36
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1041061 | Yum Brands Inc | YUM | Retail-Eating Places (5812) | 133951308 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1381049 | Scott Bergren | 14841 North Dallas Parkway Dallas TX 75254 | President - Pizza Hut, Inc. | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2010-04-20 | 38,024 | $14.47 | 58,183 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2010-04-20 | 38,024 | $14.47 | 96,207 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-04-20 | 76,048 | $42.72 | 20,159 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2010-04-20 | 38,024 | $0.00 | 38,024 | $14.47 |
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2010-04-20 | 38,024 | $0.00 | 38,024 | $14.47 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2003-04-01 | 2012-04-01 | No | 4 | M | Direct |
| 0 | 2003-04-01 | 2012-04-01 | No | 4 | M | Direct |
Footnotes
- This transaction was executed in multiple trades at prices ranging from $42.54 to $42.97. The price reported above reflects the average price. The reporting person hereby undertakes to provide upon request, to the SEC staff, the Issuer or a security holder of the Issuer, full information regardding the number of shares and prices at which the transaction was effected.
Billionaire Hedge Funds
