Filing Details
- Accession Number:
- 0001209191-10-024493
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-04-30 13:00:00
- Reporting Period:
- 2010-04-28
- Filing Date:
- 2010-04-30
- Accepted Time:
- 2010-04-30 13:59:12
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 929887 | Apollo Group Inc | APOL | Services-Educational Services (8200) | 860419443 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1213138 | V Peter Sperling | 4025 S. Riverpoint Pkwy Phoenix AZ 85040 | Vice Chrmn Of The Board | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Acquisiton | 2010-04-28 | 78,332 | $6.50 | 5,333,857 | No | 4 | M | Direct | |
| Class A Common Stock | Disposition | 2010-04-28 | 78,332 | $61.62 | 5,255,525 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class A Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2010-04-28 | 78,332 | $0.00 | 78,332 | $6.50 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 136,979 | 2010-09-27 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Class A Common Stock | 1,357,339 | Indirect | John Sperling 1994 Irrevocable Trust |
| Class A Common Stock | 551,156 | Indirect | Peter V. Sperling Revocable Trust |
Footnotes
- Includes (i) 2,432 shares of the Issuer's Class A common stock subject to restricted stock units (RSUs) granted July 2, 2009 and (ii) 3,978 shares of the Issuer's Class A common stock subject to RSUs granted July 2, 2009. The 2,432 shares underlying the July 2, 2009 RSUs will be issued as those units vest (subject to an initial performance-vesting requirement) in four successive equal installments on each of the August 31, 2010, July 2, 2011, July 2, 2012 and July 2, 2013 vesting dates. (footnote continued below)
- (continued from Note 2 above). The 3,978 shares underlying the July 2, 2009 RSUs will be issued as those units vest (subject to an initial performance-vesting requirement) as follows: two-thirds of the RSUs upon the Reporting Person's continuation in service with the Issuer through August 31, 2010, and the balance upon the Reporting Person's continuation in service with the Issuer through August 31, 2011. All of the RSUs are subject to accelerated vesting upon certain changes in ownership or control of the Issuer.
- Represents the weighted average sale price per share. The actual sale prices ranged from a low of $61.49 to a high of $61.87. The Reporting Person will provide upon request by the Securities and Exchange Commission, the Issuer or any security holder of the Issuer full information regarding the number of shares sold at each separate price.
- By self as co-trustee and beneficiary of the John Sperling 1994 Irrevocable Trust dated April 27, 1994.
- By self as trustee and beneficiary of the Peter V. Sperling Revocable Trust dated January 31, 1995.
- The option vested and became fully exerciseable on August 27, 2004.
Billionaire Hedge Funds
