Filing Details

Accession Number:
0001209191-10-024494
Form Type:
4
Zero Holdings:
No
Publication Time:
2010-04-30 13:00:00
Reporting Period:
2010-04-28
Filing Date:
2010-04-30
Accepted Time:
2010-04-30 14:04:36
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
929887 Apollo Group Inc APOL Services-Educational Services (8200) 860419443
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1237503 G John Sperling 4025 S. Riverpoint Pkwy
Phoenix AZ 85040
Exec Chrmn Of The Board Yes Yes Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Disposition 2010-04-28 79,001 $61.65 11,124,514 No 4 S Indirect John Sperling Revocable Trust
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect John Sperling Revocable Trust
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Class A Common Stock 1,643,934 Direct
Class A Common Stock 1,357,339 Indirect John Sperling 1994 Irrevocable Trust
Class A Common Stock 1,578,036 Indirect Aurora Foundation
Footnotes
  1. Represents the weighted average sale price per share. The actual sale prices ranged from a low of $61.49 to a high of $61.89. The Reporting Person will provide upon request by the Securities and Exchange Commission, the Issuer or any security holder of the Issuer full information regarding the number of shares sold at each separate price.
  2. By self as trustee and beneficiary of the John Sperling Revocable Trust dated January 31, 1995.
  3. Includes (i) 25,000 shares of the Issuer's Class A common stock subject to restricted stock units (RSUs) granted July 3, 2007, (ii) 6,834 shares of the Issuer's Class A common stock subject to RSUs granted October 31, 2008, and (iii) 31,852 shares of the Issuer's Class A common stock subject to RSUs granted July 2, 2009. The 25,000 shares underlying the July 3, 2007 RSUs will be issued when those units vest in two successive equal installments upon the Reporting Person's continuation in service with the Issuer through each of the August 31, 2010 and August 31, 2011 vesting dates. The 6,834 shares underlying the October 31, 2008 RSUs will be issued when those units vest in two successive equal installments upon the Reporting Person's continuation in service with the Issuer through each of the August 31, 2010 and August 31, 2011 vesting dates. (footnote continued below)
  4. (continued from Note 3 above). The 31,852 shares underlying the July 2, 2009 RSUs will be issued as those units vest (subject to an initial performance-vesting requirement) in four successive equal installments on each of the August 31, 2010, July 2, 2011, July 2, 2012 and July 2, 2013 vesting dates. All of the RSUs are subject to accelerated vesting upon certain changes in ownership or control of the Issuer.
  5. By self as co-trustee and beneficiary of the John Sperling 1994 Irrevocable Trust dated April 27, 1994.
  6. By self as trustee of the Aurora Foundation dated May 22, 1997.