Filing Details
- Accession Number:
- 0001209191-10-020849
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-04-05 13:00:00
- Reporting Period:
- 2010-04-01
- Filing Date:
- 2010-04-05
- Accepted Time:
- 2010-04-05 17:46:31
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 841692 | Fsi International Inc | FSII | Special Industry Machinery, Nec (3559) | 411223238 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1195589 | C John Ely | 8100 Halstead Drive Minnetrista MN 55364 | Vp, Global Sales And Service | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2010-04-01 | 3,750 | $0.32 | 24,305 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2010-04-01 | 14,166 | $0.35 | 38,471 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2010-04-01 | 10,500 | $1.44 | 48,971 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2010-04-01 | 20,000 | $1.64 | 68,971 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-04-01 | 3,750 | $3.84 | 65,221 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-04-01 | 14,166 | $3.81 | 51,055 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-04-01 | 10,500 | $3.82 | 40,555 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-04-01 | 20,000 | $3.81 | 20,555 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2010-04-01 | 3,750 | $0.00 | 3,750 | $0.32 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2010-04-01 | 14,166 | $0.00 | 14,166 | $0.35 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2010-04-01 | 10,500 | $0.00 | 10,500 | $1.44 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2010-04-01 | 20,000 | $0.00 | 20,000 | $1.64 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 11,250 | 2019-06-26 | No | 4 | M | Direct | |
| 19,834 | 2018-12-23 | No | 4 | M | Direct | |
| 7,500 | 2018-06-20 | No | 4 | M | Direct | |
| 10,000 | 2018-02-06 | No | 4 | M | Direct |
Footnotes
- The option became exercisable in 12 equal cumulative quarterly increments beginning on the first quarter anniversary of the date of grant (2009-09-26).
- The option became exercisable in 12 equal cumulative quarterly increments beginning on the first quarter anniversary of the date of grant (2009-03-23).
- The option became exercisable in 12 equal cumulative quarterly increments beginning on the first quarter anniversary of the date of grant (2008-09-20).
- The option became exercisable in 12 equal cumulative quarterly increments beginning on the first quarter anniversary of the date of grant (2008-05-06).
Billionaire Hedge Funds
