Filing Details
- Accession Number:
- 0001388431-10-000016
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2010-04-29 13:00:00
- Reporting Period:
- 2010-02-26
- Filing Date:
- 2010-04-29
- Accepted Time:
- 2010-04-29 18:30:19
- Original Submission Date:
- 2010-03-04
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1388319 | Bioheart Inc. | BHRT.OB | Services-Commercial Physical & Biological Research (8731) | 650945967 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1388547 | A Peggy Farley | One Morningside Drive Suite 1715 New York NY 10025 | Coo & Cfo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2010-02-26 | 8,000 | $0.58 | 1,068,227 | No | 4 | P | Indirect | See footnote 1 |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | See footnote 1 |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Warrant (right to buy) | Acquisiton | 2010-02-26 | 2,400 | $0.00 | 2,400 | $0.70 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
2,400 | 2010-08-26 | 2020-02-26 | No | 4 | A | Indirect |
Footnotes
- Includes 507,400 shares owned by Ascent Medical Technology Funds over which Ms. Farley has shared voting and investment power, 510,817 shares owned by Ascent Medical Product Development Center over which Ms. Farley has voting and investment power, 42,010 shares owned by various investors for which Ms. Farley has a power of attorney, and 8,000 shares held by the Peggy A. Farley IRA.