Filing Details
- Accession Number:
- 0001127602-10-012376
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-04-29 13:00:00
- Reporting Period:
- 2010-04-27
- Filing Date:
- 2010-04-29
- Accepted Time:
- 2010-04-29 08:56:25
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 815097 | Carnival Corp | CCL | Water Transportation (4400) | 591562976 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1247942 | Raymond Gerald Cahill | Carnival Corporation 3655 Nw 87Th Ave Miami FL | President & Ceo, Ccl | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2010-04-27 | 6,000 | $22.57 | 143,721 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2010-04-27 | 12,000 | $27.88 | 155,721 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-04-27 | 43,000 | $43.05 | 112,721 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2010-04-27 | 6,000 | $0.00 | 6,000 | $22.57 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2010-04-27 | 12,000 | $0.00 | 12,000 | $27.88 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2006-10-08 | 2011-10-08 | No | 4 | M | Direct |
| 0 | 2006-12-02 | 2012-12-02 | No | 4 | M | Direct |
Footnotes
- This transaction was executed in multiple trades at prices ranging from $42.74 to $43.32. The price reported above reflects the average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Billionaire Hedge Funds
