Filing Details
- Accession Number:
- 0001388431-10-000017
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-04-30 13:00:00
- Reporting Period:
- 2010-04-01
- Filing Date:
- 2010-04-30
- Accepted Time:
- 2010-04-30 10:54:13
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1388319 | Bioheart Inc. | BHRT.OB | Services-Commercial Physical & Biological Research (8731) | 650945967 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1388547 | A Peggy Farley | One Morningside Drive Suite 1715 New York NY 10025 | Coo & Cfo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2010-04-01 | 452,290 | $0.67 | 1,520,517 | No | 4 | P | Indirect | Footnote 1 |
| Common Stock | Acquisiton | 2010-04-20 | 77,230 | $0.54 | 1,597,747 | No | 4 | P | Indirect | Footnote 2 |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Indirect | Footnote 1 |
| No | 4 | P | Indirect | Footnote 2 |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Warrant (right to buy) | Acquisiton | 2010-04-01 | 135,687 | $0.00 | 135,687 | $0.80 |
| Common Stock | Warrant (right to buy) | Acquisiton | 2010-04-20 | 23,169 | $0.00 | 23,169 | $0.65 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 138,087 | 2010-10-01 | 2013-04-01 | No | 4 | A | Indirect |
| 161,256 | 2010-10-20 | 2013-04-20 | No | 4 | A | Indirect |
Footnotes
- Includes 507,400 shares owned by Ascent Medical Technology Funds over which Ms. Farley has shared voting and investment power, 963,107 shares owned by Ascent Medical Product Development Center over which Ms. Farley has voting and investment power, 42,010 shares owned by various investors for which Ms. Farley has a power of attorney, and 8,000 shares hold by the Peggy A. Farley IRA.
- Includes 584,630 shares owned by Ascent Medical Technology Funds over which Ms. Farley has shares voting and investment power, 963,107 shares owned by Ascent Medical Product Development Center over which Ms. Farley has voting and investment power, 42,010 shares owened by various investors for which Ms. Farley has a power of attorney, and 8,000 shares held by teh Peggy A. Farley IRA.
- Includes 135,687 shares held by Ascent Medical Product Development Center and 2,400 shares held by Peggy A. Farley IRA.
- Includes 23,169 shares held by Ascent Medical Technology Fund, 135,687 shares held by Ascent Medical Product Development Center, and 2,400 shares held by Peggy A. Farley IRA.
Billionaire Hedge Funds
