Filing Details
- Accession Number:
- 0001434690-10-000002
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-04-12 13:00:00
- Reporting Period:
- 2008-10-15
- Filing Date:
- 2010-04-12
- Accepted Time:
- 2010-04-12 17:59:44
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 789868 | American Dairy Inc | ADY | Dairy Products (2020) | 870445575 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1434690 | Jonathan Chou | C/O American Dairy,Inc.,2275 Huntington Drive #278 San Marino CA 91108 | Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2010-04-08 | 2,000 | $12.00 | 2,000 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-04-08 | 2,000 | $20.01 | 0 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2010-04-09 | 2,000 | $12.00 | 2,000 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-04-09 | 2,000 | $20.14 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) | Acquisiton | 2008-10-15 | 80,000 | $0.00 | 80,000 | $12.00 |
| Common Stock | Employee Stock Option (right to buy) | Acquisiton | 2009-10-15 | 50,000 | $0.00 | 50,000 | $16.00 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2010-04-08 | 2,000 | $0.00 | 2,000 | $12.00 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2010-04-09 | 2,000 | $0.00 | 2,000 | $12.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 80,000 | 2009-10-15 | 2012-10-15 | No | 4 | A | Direct |
| 50,000 | 2010-10-15 | 2013-10-15 | No | 4 | A | Direct |
| 78,000 | 2009-10-15 | 2012-10-15 | No | 4 | M | Direct |
| 76,000 | 2009-10-15 | 2012-10-15 | No | 4 | M | Direct |
Footnotes
- The acquisition and disposition was effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on March 31, 2010.
- Pursuant to an employment agreement between the Reporting Person and the Issuer, the Reporting Person is entitled to receive options to purchase common stock of the Issuer on each of October 15, 2008, October 15, 2009, October 15, 2010 and October 15, 2011. The options vest fully on the first anniversary of each such date of grant conditioned upon the Reporting Person's continued employment by the Issuer as of each such grant date, and will terminate four years from their respective grant dates.
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