Filing Details
- Accession Number:
- 0000899140-10-000302
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-04-08 13:00:00
- Reporting Period:
- 2010-04-06
- Filing Date:
- 2010-04-08
- Accepted Time:
- 2010-04-08 18:12:11
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1023844 | National Holdings Corp | NHLD | Security & Commodity Brokers, Dealers, Exchanges & Services (6200) | 364128138 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1104465 | Bedford Oak Advisors Llc | 100 South Bedford Road Mt. Kisco NY 10549 | No | No | Yes | No | |
1104706 | P Harvey Eisen | 100 South Bedford Road Mt Kisco NY 10549 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, $0.02 Par Value | Acquisiton | 2010-04-06 | 14,000 | $0.55 | 2,850,808 | No | 4 | P | Indirect | See footnote |
Common Stock, $0.02 Par Value | Acquisiton | 2010-04-07 | 205,000 | $0.65 | 3,055,808 | No | 4 | P | Indirect | See footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | See footnote |
No | 4 | P | Indirect | See footnote |
Footnotes
- See Exhibit 99.1, Item 1.
- See Exhibit 99.1, Item 2.
- See Exhibit 99.1, Item 3.