Filing Details
- Accession Number:
- 0001209191-10-023464
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-04-23 13:00:00
- Reporting Period:
- 2010-04-21
- Filing Date:
- 2010-04-23
- Accepted Time:
- 2010-04-23 14:23:35
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1088856 | Corcept Therapeutics Inc | CORT | Pharmaceutical Preparations (2834) | 770487658 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1224091 | L David Mahoney | C/O Corcept Therapeutics 149 Commonwealth Drive Menlo Park CA 94025 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2010-04-21 | 48,952 | $1.66 | 1,118,062 | No | 4 | P | Indirect | By Trust |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | By Trust |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Warrants | Disposition | 2010-04-21 | 48,952 | $0.13 | 48,952 | $1.66 |
Common Stock | Warrants | Acquisiton | 2010-04-21 | 48,952 | $0.13 | 48,952 | $2.96 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2009-10-16 | 2012-10-16 | No | 4 | X | Indirect |
48,952 | 2010-04-21 | 2013-04-21 | No | 4 | P | Indirect |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (right to buy) | $5.00 | 2014-07-20 | 60,000 | 60,000 | Direct | |
Common Stock | Stock Option (right to buy) | $4.95 | 2016-03-02 | 10,000 | 10,000 | Direct | |
Common Stock | Stock option (right to buy) | $2.70 | 2017-12-19 | 30,000 | 30,000 | Direct | |
Common Stock | Warrants | $2.77 | 2008-03-25 | 2015-03-24 | 30,534 | 65,838 | Indirect |
Common Stock | Stock Option (right to buy) | $2.23 | 2018-06-10 | 30,000 | 30,000 | Direct | |
Common Stock | Stock Option (right to buy) | $0.96 | 2019-06-11 | 50,000 | 50,000 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2014-07-20 | 60,000 | 60,000 | Direct |
2016-03-02 | 10,000 | 10,000 | Direct |
2017-12-19 | 30,000 | 30,000 | Direct |
2015-03-24 | 30,534 | 65,838 | Indirect |
2018-06-10 | 30,000 | 30,000 | Direct |
2019-06-11 | 50,000 | 50,000 | Direct |
Footnotes
- Issuance of common stock upon exercise of warrant in accordance with the Securities Purchase Agreement dated as of October 12, 2009.
- Immediately exercisable subject to a right of repurchase by Corcept Therapeutics Incorporated that shall lapse at the rate of 20% of the total option shares on 7/20/2005 and an additional 1.67% of the total option shares on each monthly anniverary of 7/20/2005.
- Exercisable with respect to 25% of the total number of Option Shares one year after 3/2/2006 and with respect to an additional 2.0834% of the total number of Option Shares on the monthly anniversary of 3/2/2006 each month thereafter.
- Exercisable with respect to 8.3334% of the total optionsshares on each monthly anniversary of June 11, 2007 so that the entirety of the option grant will vest in one year.
- Exercisable with respect to 8.3334% of the total option shares on each monthly anniversary of June 10, 2008 so that the entirety of the option grant will vest within one year.
- Exercisable with respect to 8.3334% of the total option shares on each monthly anniversary of June 11, 2009 so that the entirety of the option grant will vest on or before the date of Corcept's next Annual Meeting of Stockholders.
- Acquired from the issuer pursuant to a Warrant Purchase Agreement dated April 21, 2010 whereby purchase of the new warrants was conditioned upon the exercise of warrants that had been issued in October 2009 (see also Footnote #1 above).